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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 56 Institutional holders with a total value of $144,520,768.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,810,375 49,496,000 34.25%
2 UBS Group AG 935,927 25,588,000 17.71%
3 WELLS FARGO & COMPANY/MN 639,535 17,485,000 12.10%
4 RAYMOND JAMES & ASSOCIATES 217,171 5,937,000 4.11%
5 LPL Financial LLC 222,962 5,857,000 4.05%
6 JANE STREET GROUP, LLC 143,769 3,931,000 2.72%
7 BANK OF AMERICA CORP /DE/ 124,889 3,415,000 2.36%
8 IMA Advisory Services, Inc. 105,902 2,895,000 2.00%
9 CREDIT SUISSE AG/ 100,000 2,734,000 1.89%
10 ROYAL BANK OF CANADA 82,912 2,267,000 1.57%
11 Raymond James Financial Services Advisors, Inc. 76,806 2,100,000 1.45%
12 Commonwealth Equity Services, Inc 63,707 1,742,000 1.21%
13 SANDERS MORRIS HARRIS INC/FA 59,190 1,618,000 1.12%
14 BB&T SECURITIES, LLC 50,566 1,382,000 0.96%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 47,238 1,291,000 0.89%
16 ADVISOR GROUP, INC. 47,081 1,284,000 0.89%
17 SignalPoint Asset Management, LLC 43,552 1,191,000 0.82%
18 First Allied Advisory Services, Inc. 36,992 1,010,000 0.70%
19 STIFEL FINANCIAL CORP 36,751 1,006,000 0.70%
20 MSI Financial Services Inc 31,797 869,000 0.60%
21 OPPENHEIMER & CO INC 29,316 801,000 0.55%
22 CITADEL ADVISORS LLC 29,261 799,000 0.55%
23 AMERIPRISE FINANCIAL INC 28,927 789,000 0.55%
24 OLD MISSION CAPITAL LLC 26,696 730,000 0.51%
25 SG Americas Securities, LLC 26,225 717,000 0.50%
26 SOCIETE GENERALE 26,225 717,000 0.50%
27 M&T BANK CORP 22,683 620,000 0.43%
28 Janney Montgomery Scott LLC 20,257 599,000 0.41%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,660 564,000 0.39%
30 CITIGROUP INC 19,818 541,000 0.37%
31 ENVESTNET ASSET MANAGEMENT INC 17,602 481,000 0.33%
32 STEPHENS INC /AR/ 15,434 422,000 0.29%
33 WAYNE HUMMER INVESTMENTS L.L.C. 48,993 339,000 0.23%
34 Cetera Advisor Networks LLC 11,485 313,000 0.22%
35 INVESTMENT CENTERS OF AMERICA INC 10,081 276,000 0.19%
36 D.A. DAVIDSON & CO. 9,805 268,000 0.19%
37 Cambridge Investment Research Advisors, Inc. 9,576 262,000 0.18%
38 Verition Fund Management LLC 9,423 257,000 0.18%
39 Yorktown Management & Research Co Inc 9,000 246,000 0.17%
40 SUNTRUST BANKS INC 7,597 225,000 0.16%
41 JPMORGAN CHASE & CO 7,390 202,000 0.14%
42 HL FINANCIAL SERVICES LLC 7,346 201,000 0.14%
43 FLOW TRADERS U.S. LLC 6,943 189,000 0.13%
44 WFG Advisors, LP 6,615 181,000 0.13%
45 PNC FINANCIAL SERVICES GROUP, INC. 5,206 142,000 0.10%
46 SECURITY NATIONAL TRUST CO 4,682 128,000 0.09%
47 Winslow, Evans & Crocker, Inc. 4,458 121,856 0.08%
48 NEXT Financial Group, Inc 4,420 120,000 0.08%
49 IFP ADVISORS, INC 3,906 107,000 0.07%
50 Burt Wealth Advisors 872 23,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.