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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 47 Institutional holders with a total value of $125,981,898.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,774,360 52,114,000 41.37%
2 WELLS FARGO & COMPANY/MN 526,498 15,463,000 12.27%
3 UBS Group AG 406,290 11,933,000 9.47%
4 LPL Financial LLC 219,468 6,446,000 5.12%
5 BANK OF AMERICA CORP /DE/ 125,836 3,696,000 2.93%
6 RAYMOND JAMES & ASSOCIATES 124,118 3,645,000 2.89%
7 BB&T SECURITIES, LLC 10,798 3,171,000 2.52%
8 IMA Advisory Services, Inc. 107,018 3,143,000 2.49%
9 SG Americas Securities, LLC 101,750 2,988,000 2.37%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,417 2,365,000 1.88%
11 ROYAL BANK OF CANADA 76,100 2,236,000 1.77%
12 Janney Montgomery Scott LLC 63,952 1,878,262 1.49%
13 Cetera Advisors LLC 55,539 1,634,000 1.30%
14 JPMORGAN CHASE & CO 54,314 1,595,000 1.27%
15 First Allied Advisory Services, Inc. 50,027 1,470,000 1.17%
16 STEPHENS INC /AR/ 49,612 1,457,000 1.16%
17 MSI Financial Services Inc 36,041 1,059,000 0.84%
18 SignalPoint Asset Management, LLC 34,826 1,023,000 0.81%
19 HL FINANCIAL SERVICES LLC 34,543 1,015,000 0.81%
20 Commonwealth Equity Services, Inc 32,843 965,000 0.77%
21 STIFEL FINANCIAL CORP 28,884 848,000 0.67%
22 First Heartland Consultants, Inc. 25,915 761,000 0.60%
23 AMERICAN INTERNATIONAL GROUP, INC. 24,683 724,940 0.58%
24 CITIGROUP INC 16,826 495,000 0.39%
25 Winslow, Evans & Crocker, Inc. 14,708 431,948 0.34%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,137 415,000 0.33%
27 GOLDMAN SACHS GROUP INC 11,628 342,000 0.27%
28 OPPENHEIMER & CO INC 11,276 331,000 0.26%
29 FLOW TRADERS U.S. LLC 11,208 330,000 0.26%
30 AMERIPRISE FINANCIAL INC 9,738 286,000 0.23%
31 Yorktown Management & Research Co Inc 9,000 265,000 0.21%
32 JANE STREET GROUP, LLC 8,762 257,000 0.20%
33 Cambridge Investment Research Advisors, Inc. 8,401 247,000 0.20%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,800 229,000 0.18% Call
35 REGIONS FINANCIAL CORP 7,267 214,000 0.17%
36 D.A. DAVIDSON & CO. 4,865 142,000 0.11%
37 ENVESTNET ASSET MANAGEMENT INC 4,788 141,000 0.11%
38 NEXT Financial Group, Inc 1,600 47,000 0.04%
39 SECURITY NATIONAL TRUST CO 1,540 45,000 0.04%
40 Clal Insurance Enterprises Holdings Ltd 1,501 44,000 0.03%
41 US BANCORP \DE\ 1,212 36,000 0.03%
42 Burt Wealth Advisors 872 26,000 0.02%
43 Stratos Wealth Partners, LTD. 400 11,748 0.01%
44 WFG Advisors, LP 300 9,000 0.01%
45 FineMark National Bank & Trust 179 5,000 0.00%
46 BANK OF MONTREAL /CAN/ 59 2,000 0.00%
47 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.