Dark
Light
System
Security
FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 56 Institutional holders with a total value of $185,998,689.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,371,174 73,388,000 39.46%
2 WELLS FARGO & COMPANY/MN 1,074,595 33,259,000 17.88%
3 AMERICAN INTERNATIONAL GROUP, INC. 481,103 14,890,138 8.01%
4 UBS Group AG 308,273 9,541,000 5.13%
5 BB&T SECURITIES, LLC 30,302 9,378,000 5.04%
6 LPL Financial LLC 222,149 6,920,000 3.72%
7 RAYMOND JAMES & ASSOCIATES 137,177 4,246,000 2.28%
8 BANK OF AMERICA CORP /DE/ 136,365 4,220,000 2.27%
9 IMA Advisory Services, Inc. 109,892 3,401,000 1.83%
10 SignalPoint Asset Management, LLC 84,183 2,605,000 1.40%
11 ROYAL BANK OF CANADA 71,699 2,219,000 1.19%
12 First Allied Advisory Services, Inc. 65,378 2,026,000 1.09%
13 JPMORGAN CHASE & CO 56,065 1,735,000 0.93%
14 STEPHENS INC /AR/ 50,938 1,577,000 0.85%
15 MSI Financial Services Inc 48,117 1,489,000 0.80%
16 Commonwealth Equity Services, Inc 40,434 1,251,000 0.67%
17 STIFEL FINANCIAL CORP 34,177 1,058,000 0.57%
18 ENVESTNET ASSET MANAGEMENT INC 30,588 947,000 0.51%
19 RISK PARADIGM GROUP, LLC 30,006 928,685 0.50%
20 Beaumont Financial Partners, LLC 25,947 803,000 0.43%
21 MANAGED ACCOUNT ADVISORS LLC 23,402 724,000 0.39%
22 First Heartland Consultants, Inc. 22,750 704,000 0.38%
23 CITIGROUP INC 21,353 661,000 0.36%
24 Cetera Advisors LLC 20,663 643,000 0.35%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,261 627,000 0.34%
26 CREDIT SUISSE AG/ 19,866 615,000 0.33%
27 Janney Montgomery Scott LLC 16,898 523,000 0.28%
28 M&T BANK CORP 16,226 502,000 0.27%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,804 489,000 0.26%
30 HL FINANCIAL SERVICES LLC 14,621 453,000 0.24%
31 COMERICA SECURITIES INC 12,636 391,000 0.21%
32 Winslow, Evans & Crocker, Inc. 12,532 387,866 0.21%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,126 386,000 0.21%
34 OPPENHEIMER & CO INC 12,343 382,000 0.21%
35 Raymond James Financial Services Advisors, Inc. 10,585 328,000 0.18%
36 INVESTMENT CENTERS OF AMERICA INC 9,769 302,000 0.16%
37 AMERIPRISE FINANCIAL INC 9,442 292,000 0.16%
38 Yorktown Management & Research Co Inc 9,000 279,000 0.15%
39 Cambridge Investment Research Advisors, Inc. 7,964 246,000 0.13%
40 Sigma Planning Corp 7,851 243,000 0.13%
41 D.A. DAVIDSON & CO. 7,160 221,000 0.12%
42 REGIONS FINANCIAL CORP 6,997 216,000 0.12%
43 SECURITY NATIONAL TRUST CO 4,682 145,000 0.08%
44 PNC FINANCIAL SERVICES GROUP, INC. 2,941 91,000 0.05%
45 FLOW TRADERS U.S. LLC 2,672 83,000 0.04%
46 NEXT Financial Group, Inc 1,600 49,000 0.03%
47 Clal Insurance Enterprises Holdings Ltd 1,501 47,000 0.03%
48 US BANCORP \DE\ 1,212 38,000 0.02%
49 Burt Wealth Advisors 872 24,000 0.01%
50 WFG Advisors, LP 300 9,000 0.00%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.