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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 8 Institutional holders with a total value of $1,777,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,987 658,000 37.02%
2 ROYAL BANK OF CANADA 26,673 516,000 29.03%
3 MORGAN STANLEY 15,281 296,000 16.65%
4 Creative Planning 9,375 182,000 10.24%
5 First Eagle Investment Management, LLC 2,915 56,000 3.15%
6 AMERIPRISE FINANCIAL INC 2,469 48,000 2.70%
7 AMERICAN INTERNATIONAL GROUP, INC. 1,000 19,360 1.09%
8 BANK OF MONTREAL /CAN/ 84 2,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.