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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $109,347,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 6,392,987 87,712,000 80.21%
2 HAYS ADVISORY LLC 662,928 9,095,000 8.32%
3 Shamrock Asset Management LLC 210,917 2,894,000 2.65%
4 MORGAN STANLEY 205,813 2,824,000 2.58%
5 First Horizon Advisors, Inc. 78,676 1,179,000 1.08%
6 OLD MISSION CAPITAL LLC 74,502 1,022,000 0.93%
7 Janney Montgomery Scott LLC 49,873 684,000 0.63%
8 JANE STREET GROUP, LLC 41,601 571,000 0.52%
9 ROYAL BANK OF CANADA 40,806 560,000 0.51%
10 BANK OF AMERICA CORP /DE/ 35,851 492,000 0.45%
11 STIFEL FINANCIAL CORP 31,426 430,000 0.39%
12 AMERIPRISE FINANCIAL INC 27,957 384,000 0.35%
13 CITADEL ADVISORS LLC 27,156 377,000 0.34%
14 RAYMOND JAMES & ASSOCIATES 20,153 276,000 0.25%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,059 209,000 0.19%
16 Prospera Financial Services Inc 15,060 207,000 0.19%
17 WealthTrust Fairport, LLC 12,415 170,000 0.16%
18 ENVESTNET ASSET MANAGEMENT INC 5,902 81,000 0.07%
19 WFG Advisors, LP 3,606 49,000 0.04%
20 First Eagle Investment Management, LLC 2,915 40,000 0.04%
21 MSI Financial Services Inc 2,588 36,000 0.03%
22 ATWOOD & PALMER INC 1,015 14,000 0.01%
23 CITIGROUP INC 847 12,000 0.01%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 881 12,000 0.01%
25 WELLS FARGO & COMPANY/MN 784 11,000 0.01%
26 ADVISOR GROUP, INC. 200 3,000 0.00%
27 Tower Research Capital LLC (TRC) 200 3,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.