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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 9 Institutional holders with a total value of $4,466,890.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 17,029 3,063,000 68.57%
2 ROYAL BANK OF CANADA 30,346 546,000 12.22%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,622 335,000 7.50%
4 MORGAN STANLEY 13,947 250,000 5.60%
5 Creative Planning 7,245 130,000 2.91%
6 First Eagle Investment Management, LLC 2,915 52,000 1.16%
7 AMERIPRISE FINANCIAL INC 2,541 46,000 1.03%
8 UBS AG 1,461 26,000 0.58%
9 AMERICAN INTERNATIONAL GROUP, INC. 1,050 18,890 0.42%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.