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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 11 Institutional holders with a total value of $3,092,934.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 10,948 1,713,000 55.38%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,672 746,000 24.12%
3 MORGAN STANLEY 18,436 288,000 9.31%
4 JANE STREET GROUP, LLC 14,488 227,000 7.34%
5 First Eagle Investment Management, LLC 2,915 46,000 1.49%
6 UBS Group AG 2,289 36,000 1.16%
7 AMERICAN INTERNATIONAL GROUP, INC. 1,050 16,433 0.53%
8 NATIONAL PLANNING CORP 968 14,501 0.47%
9 ROYAL BANK OF CANADA 300 5,000 0.16%
10 BANK OF AMERICA CORP /DE/ 80 1,000 0.03%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.