Dark
Light
System
Security
FIRST TR EXCHANGE TRAD FD VI
FIRST TR EXCHANGE TRAD FD VI. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 42 Institutional holders with a total value of $145,141,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,158,680 47,987,000 33.06%
2 MORGAN STANLEY 996,426 22,150,000 15.26%
3 Efficient Market Advisors, LLC 766,746 17,045,000 11.74%
4 UNITED SERVICES AUTOMOBILE ASSOCIATION 692,600 15,417,000 10.62%
5 ROYAL BANK OF CANADA 484,924 10,780,000 7.43%
6 Raymond James Financial Services Advisors, Inc. 295,391 6,567,000 4.52%
7 CURIAN CAPITAL LLC 187,879 4,177,000 2.88%
8 UBS Group AG 147,779 3,285,000 2.26%
9 HL FINANCIAL SERVICES LLC 132,210 2,939,000 2.02%
10 ENVESTNET ASSET MANAGEMENT INC 106,535 2,368,000 1.63%
11 SNS Financial Group, LLC 79,681 1,771,000 1.22%
12 Stonehearth Capital Management, LLC 62,570 1,391,000 0.96%
13 Janney Montgomery Scott LLC 61,198 1,360,000 0.94%
14 GUPTA WEALTH MANAGEMENT LLC 38,590 858,000 0.59%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 35,015 778,000 0.54%
16 Orion Porfolio Solutions, LLC 32,699 727,000 0.50%
17 First Horizon Advisors, Inc. 30,622 680,000 0.47%
18 Hilltop Holdings Inc. 27,600 614,000 0.42%
19 D.A. DAVIDSON & CO. 26,075 579,000 0.40%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,760 550,000 0.38%
21 LPL Financial LLC 22,561 505,000 0.35%
22 Legacy Private Trust Co. 19,727 439,000 0.30%
23 BANK OF AMERICA CORP /DE/ 18,886 420,000 0.29%
24 STIFEL FINANCIAL CORP 16,668 371,000 0.26%
25 Cetera Advisor Networks LLC 16,253 360,000 0.25%
26 WFG Advisors, LP 12,493 278,000 0.19%
27 COMERICA BANK 11,481 255,000 0.18%
28 First Heartland Consultants, Inc. 9,324 207,000 0.14%
29 AMERICAN INTERNATIONAL GROUP, INC. 5,878 131,000 0.09%
30 Stanford Investment Group, Inc. 3,164 70,000 0.05%
31 Tower Research Capital LLC (TRC) 2,073 46,000 0.03%
32 NEXT Financial Group, Inc 600 13,000 0.01%
33 Regal Investment Advisors LLC 300 6,000 0.00%
34 MSI Financial Services Inc 283 6,000 0.00%
35 PNC FINANCIAL SERVICES GROUP, INC. 177 4,000 0.00%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 116 3,000 0.00%
37 Creative Planning 101 2,000 0.00%
38 SEI INVESTMENTS CO 45 1,000 0.00%
39 INTEGRATED WEALTH MANAGEMENT 42 1,000 0.00%
40 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 4 0 0.00%
41 ASSETMARK, INC 16 0 0.00%
42 Gradient Investments LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.