Dark
Light
System
Security
FIRST TR EXCHANGE TRAD FD VI
FIRST TR EXCHANGE TRAD FD VI. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 54 Institutional holders with a total value of $185,582,943.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Efficient Market Advisors, LLC 1,738,136 35,771,000 19.27%
2 MORGAN STANLEY 1,699,677 34,980,000 18.85%
3 UBS Group AG 864,080 17,783,000 9.58%
4 UNITED SERVICES AUTOMOBILE ASSOCIATION 604,820 12,447,000 6.71%
5 ROYAL BANK OF CANADA 586,565 12,072,000 6.50%
6 DEGREEN CAPITAL MANAGEMENT LLC 495,231 10,246,000 5.52%
7 STIFEL FINANCIAL CORP 341,355 7,023,000 3.78%
8 MILLENNIUM MANAGEMENT LLC 313,500 6,452,000 3.48%
9 LPL Financial LLC 226,970 4,651,000 2.51%
10 BANK OF AMERICA CORP /DE/ 167,839 3,454,000 1.86%
11 HL FINANCIAL SERVICES LLC 153,857 3,166,000 1.71%
12 JANE STREET GROUP, LLC 148,916 3,065,000 1.65%
13 DARWIN WEALTH MANAGEMENT, LLC 141,242 2,907,000 1.57%
14 ENVESTNET ASSET MANAGEMENT INC 137,226 2,824,000 1.52%
15 STRID GROUP, LLC 134,462 2,767,000 1.49%
16 RAYMOND JAMES & ASSOCIATES 96,177 1,979,000 1.07%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 88,024 1,812,000 0.98%
18 Atria Investments, Inc 86,363 1,777,000 0.96%
19 Blue Edge Capital, LLC 85,303 1,755,536 0.95%
20 Janney Montgomery Scott LLC 80,227 1,651,000 0.89%
21 Creative Planning 73,152 1,505,000 0.81%
22 SNS Financial Group, LLC 68,533 1,410,000 0.76%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,850 1,252,000 0.67%
24 AllSquare Wealth Management LLC 57,906 1,192,000 0.64%
25 DAVENPORT & Co LLC 50,117 1,031,407 0.56%
26 OLD MISSION CAPITAL LLC 47,658 981,000 0.53%
27 PROFICIO CAPITAL PARTNERS LLC 47,499 978,000 0.53%
28 Cetera Advisor Networks LLC 46,364 954,000 0.51%
29 ROWLAND CARMICHAEL ADVISORS INC /ADV 41,960 864,000 0.47%
30 D.A. DAVIDSON & CO. 39,306 808,000 0.44%
31 Raymond James Financial Services Advisors, Inc. 38,639 795,000 0.43%
32 WAYNE HUMMER INVESTMENTS L.L.C. 37,591 774,000 0.42%
33 OPPENHEIMER & CO INC 31,545 649,000 0.35%
34 Hilltop Holdings Inc. 27,600 568,000 0.31%
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 19,130 394,000 0.21%
36 First Horizon Advisors, Inc. 17,861 364,000 0.20%
37 Cambridge Investment Research Advisors, Inc. 15,865 327,000 0.18%
38 WFG Advisors, LP 15,543 320,000 0.17%
39 ADVISOR GROUP, INC. 15,260 314,000 0.17%
40 Virtu KCG Holdings LLC 14,546 299,000 0.16%
41 COMERICA BANK 13,709 280,000 0.15%
42 Dynamic Advisor Solutions LLC 12,959 267,000 0.14%
43 Stratos Wealth Partners, LTD. 12,692 261,000 0.14%
44 MSI Financial Services Inc 10,479 216,000 0.12%
45 WELLS FARGO & COMPANY/MN 3,500 72,000 0.04%
46 IFP ADVISORS, INC 2,997 62,000 0.03%
47 INTEGRATED INVESTMENT CONSULTANTS, LLC 933 19,000 0.01%
48 Orion Porfolio Solutions, LLC 669 14,000 0.01%
49 NEXT Financial Group, Inc 600 12,000 0.01%
50 Tower Research Capital LLC (TRC) 300 6,000 0.00%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.