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FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 52 Institutional holders with a total value of $84,729,762.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 657,733 14,727,000 17.38%
2 UBS Group AG 617,182 13,819,000 16.31%
3 WELLS FARGO & COMPANY/MN 442,285 9,902,000 11.69%
4 BANK OF AMERICA CORP /DE/ 414,825 9,288,000 10.96%
5 GOLDMAN SACHS GROUP INC 326,223 7,304,000 8.62%
6 SignalPoint Asset Management, LLC 156,564 3,505,000 4.14%
7 STIFEL FINANCIAL CORP 17,285 3,133,000 3.70%
8 LPL Financial LLC 136,240 3,063,000 3.62%
9 CREDIT SUISSE AG/ 134,073 3,002,000 3.54%
10 JANE STREET GROUP, LLC 97,555 2,184,000 2.58%
11 RISK PARADIGM GROUP, LLC 83,452 1,868,490 2.21%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,758 1,517,000 1.79%
13 CITADEL ADVISORS LLC 53,636 1,201,000 1.42%
14 RAYMOND JAMES & ASSOCIATES 35,284 790,000 0.93%
15 GIRARD SECURITIES, INC. 34,809 779,000 0.92%
16 ENVESTNET ASSET MANAGEMENT INC 30,464 682,000 0.80%
17 SG Americas Securities, LLC 27,201 609,000 0.72%
18 ROYAL BANK OF CANADA 24,991 560,000 0.66%
19 MILLENNIUM MANAGEMENT LLC 24,967 559,000 0.66%
20 Private Advisor Group, LLC 24,801 555,000 0.66%
21 Tower Research Capital LLC (TRC) 22,296 499,000 0.59%
22 BAIRD FINANCIAL GROUP, INC. 20,270 454,000 0.54%
23 HighTower Advisors, LLC 20,110 450,000 0.53%
24 Commonwealth Equity Services, Inc 19,430 435,000 0.51%
25 Virtu KCG Holdings LLC 19,280 432,000 0.51%
26 Cambridge Investment Research Advisors, Inc. 19,004 425,000 0.50%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,809 354,000 0.42%
28 Freedom Investment Management, Inc. 15,109 338,000 0.40%
29 B. Riley Wealth Advisors, Inc. 13,936 313,000 0.37%
30 MSI Financial Services Inc 12,668 284,000 0.34%
31 NATIONAL PLANNING CORP 10,569 250,000 0.30%
32 Raymond James Financial Services Advisors, Inc. 10,076 226,000 0.27%
33 OLD NATIONAL BANCORP /IN/ 9,715 218,000 0.26%
34 Koshinski Asset Management, Inc. 9,142 205,000 0.24%
35 IFP ADVISORS, INC 8,063 181,000 0.21%
36 AMERICAN INTERNATIONAL GROUP, INC. 6,034 135,000 0.16%
37 PNC FINANCIAL SERVICES GROUP, INC. 4,213 95,000 0.11%
38 Walleye Trading LLC 3,961 89,000 0.11%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 3,899 87,000 0.10%
40 CITIGROUP INC 2,874 64,000 0.08%
41 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 2,000 45,000 0.05%
42 Winslow, Evans & Crocker, Inc. 950 21,272 0.03%
43 Crosspoint Capital Strategies, LLC 650 16,000 0.02%
44 Johnson Financial Group, Inc. 661 15,000 0.02%
45 Burt Wealth Advisors 711 15,000 0.02%
46 REILLY FINANCIAL ADVISORS, LLC 500 11,000 0.01%
47 NEXT Financial Group, Inc 400 8,000 0.01%
48 Tortoise Investment Management, LLC 248 6,000 0.01%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 235 5,000 0.01%
50 JPMORGAN CHASE & CO 200 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.