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FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 51 Institutional holders with a total value of $63,374,346.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 476,272 10,479,000 16.54%
2 GOLDMAN SACHS GROUP INC 444,563 9,780,000 15.43%
3 WELLS FARGO & COMPANY/MN 286,334 6,300,000 9.94%
4 SignalPoint Asset Management, LLC 205,233 4,852,000 7.66%
5 FINANCIAL ENHANCEMENT GROUP LLC 213,690 4,701,000 7.42%
6 UBS Group AG 186,669 4,107,000 6.48%
7 BANK OF AMERICA CORP /DE/ 171,297 3,769,000 5.95%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 97,432 2,144,000 3.38%
9 ROYAL BANK OF CANADA 73,343 1,613,000 2.55%
10 LPL Financial LLC 53,350 1,189,000 1.88%
11 CREDIT SUISSE AG/ 45,829 1,008,000 1.59%
12 JANE STREET GROUP, LLC 44,252 974,000 1.54%
13 STIFEL FINANCIAL CORP 44,151 971,000 1.53%
14 ENVESTNET ASSET MANAGEMENT INC 40,562 892,000 1.41%
15 RAYMOND JAMES & ASSOCIATES 40,205 885,000 1.40%
16 Virtu KCG Holdings LLC 40,177 884,000 1.39%
17 MILLENNIUM MANAGEMENT LLC 39,939 879,000 1.39%
18 RISK PARADIGM GROUP, LLC 37,921 834,262 1.32%
19 SG Americas Securities, LLC 34,586 761,000 1.20%
20 CITADEL ADVISORS LLC 28,635 630,000 0.99%
21 Private Advisor Group, LLC 28,580 629,000 0.99%
22 Timber Hill LLC 28,423 625,000 0.99%
23 HighTower Advisors, LLC 1,790 501,000 0.79%
24 Freedom Investment Management, Inc. 19,833 436,000 0.69%
25 Cambridge Investment Research Advisors, Inc. 19,746 434,000 0.68%
26 Commonwealth Equity Services, Inc 18,764 413,000 0.65%
27 B. Riley Wealth Advisors, Inc. 15,086 332,000 0.52%
28 Tower Research Capital LLC (TRC) 12,367 272,000 0.43%
29 OLD NATIONAL BANCORP /IN/ 11,984 263,000 0.41%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,032 243,000 0.38%
31 Virtu Financial LLC 10,132 223,000 0.35%
32 AMERICAN INTERNATIONAL GROUP, INC. 9,872 217,184 0.34%
33 Cetera Advisors LLC 9,342 208,000 0.33%
34 Walleye Trading LLC 8,918 196,000 0.31%
35 CITIGROUP INC 8,517 187,000 0.30%
36 Transamerica Financial Advisors, LLC 6,771 149,000 0.24%
37 PNC FINANCIAL SERVICES GROUP, INC. 4,000 88,000 0.14%
38 MSI Financial Services Inc 3,626 80,000 0.13%
39 Madden Advisory Services, Inc. 2,635 57,000 0.09%
40 WEALTHPLAN PARTNERS, LLC 1,427 31,000 0.05%
41 NEXT Financial Group, Inc 1,250 27,000 0.04%
42 Winslow, Evans & Crocker, Inc. 950 20,900 0.03%
43 WEALTHFRONT CORP 877 19,000 0.03%
44 Johnson Financial Group, Inc. 745 16,000 0.03%
45 Burt Wealth Advisors 711 15,000 0.02%
46 Regal Investment Advisors LLC 650 14,000 0.02%
47 First Horizon Advisors, Inc. 414 9,000 0.01%
48 B. Riley Wealth Management, Inc. 357 7,000 0.01%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 231 5,000 0.01%
50 Tortoise Investment Management, LLC 248 5,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.