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FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 64 Institutional holders with a total value of $122,879,158.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 902,213 21,328,000 17.36%
2 Shamrock Asset Management LLC 899,588 21,266,000 17.31%
3 GOLDMAN SACHS GROUP INC 441,558 10,438,000 8.49%
4 WELLS FARGO & COMPANY/MN 318,751 7,535,000 6.13%
5 First Horizon Advisors, Inc. 293,515 6,949,000 5.66%
6 BANK OF AMERICA CORP /DE/ 293,349 6,935,000 5.64%
7 UBS Group AG 207,875 4,914,000 4.00%
8 SignalPoint Asset Management, LLC 205,233 4,852,000 3.95%
9 Astor Investment Management LLC 199,579 4,718,000 3.84%
10 ROYAL BANK OF CANADA 148,238 3,504,000 2.85%
11 BB&T SECURITIES, LLC 11,339 2,680,000 2.18%
12 ENVESTNET ASSET MANAGEMENT INC 94,788 2,241,000 1.82%
13 Tower Research Capital LLC (TRC) 88,730 2,097,000 1.71%
14 Virtu Financial LLC 85,456 2,021,000 1.64%
15 LPL Financial LLC 70,338 1,664,000 1.35%
16 STIFEL FINANCIAL CORP 67,513 1,596,000 1.30%
17 MILLENNIUM MANAGEMENT LLC 66,805 1,579,000 1.29%
18 Virtu KCG Holdings LLC 53,117 1,256,000 1.02%
19 CREDIT SUISSE AG/ 52,765 1,247,000 1.01%
20 AVIANCE CAPITAL MANAGEMENT, LLC 41,793 988,000 0.80%
21 Prospera Financial Services Inc 41,778 988,000 0.80%
22 RAYMOND JAMES & ASSOCIATES 37,758 893,000 0.73%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,253 857,000 0.70%
24 JANE STREET GROUP, LLC 35,242 833,000 0.68%
25 Timber Hill LLC 30,123 712,000 0.58%
26 Visionary Asset Management, Inc. 29,112 688,000 0.56%
27 Private Advisor Group, LLC 26,841 635,000 0.52%
28 SG Americas Securities, LLC 22,988 543,000 0.44%
29 Cambridge Investment Research Advisors, Inc. 22,843 540,000 0.44%
30 HighTower Advisors, LLC 22,486 532,000 0.43%
31 Commonwealth Equity Services, Inc 18,652 441,000 0.36%
32 Freedom Investment Management, Inc. 18,276 432,000 0.35%
33 STEPHENS INC /AR/ 18,219 431,000 0.35%
34 B. Riley Wealth Advisors, Inc. 16,398 388,000 0.32%
35 IFC Holdings Incorporated/FL 15,745 371,000 0.30%
36 OLD NATIONAL BANCORP /IN/ 14,811 350,000 0.28%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,500 343,000 0.28% Call
38 AMERICAN INTERNATIONAL GROUP, INC. 14,212 335,971 0.27%
39 Concorde Asset Management, LLC 12,240 289,000 0.24%
40 First Heartland Consultants, Inc. 11,680 276,000 0.22%
41 Advisors Preferred, LLC 11,270 266,536 0.22%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,915 258,000 0.21%
43 NAVELLIER & ASSOCIATES INC 10,673 252,000 0.21%
44 Walleye Trading LLC 10,276 243,000 0.20%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,500 225,000 0.18% Put
46 Cetera Advisors LLC 9,137 215,000 0.17%
47 Simplicity Solutions, LLC 7,834 185,193 0.15%
48 CITIGROUP INC 4,676 111,000 0.09%
49 Creative Planning 4,671 110,000 0.09%
50 B. Riley Wealth Management, Inc. 3,611 85,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.