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FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 102 Institutional holders with a total value of $1,387,287,383.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 24,317,252 630,546,000 45.45%
2 MORGAN STANLEY 6,500,641 168,562,000 12.15%
3 WELLS FARGO & COMPANY/MN 4,554,262 118,093,000 8.51%
4 RiverFront Investment Group, LLC 2,262,991 58,679,000 4.23%
5 UBS Group AG 2,117,491 54,907,000 3.96%
6 BANK OF AMERICA CORP /DE/ 1,843,063 47,791,000 3.44%
7 RAYMOND JAMES & ASSOCIATES 1,692,062 43,875,000 3.16%
8 BANK OF MONTREAL /CAN/ 1,088,569 28,226,000 2.03%
9 Raymond James Financial Services Advisors, Inc. 1,000,564 25,945,000 1.87%
10 MSI Financial Services Inc 993,747 25,768,000 1.86%
11 AMERIPRISE FINANCIAL INC 689,220 18,047,000 1.30%
12 NewSquare Capital LLC 671,484 17,412,000 1.26%
13 Janney Montgomery Scott LLC 472,427 12,250,000 0.88%
14 ROYAL BANK OF CANADA 450,578 11,684,000 0.84%
15 STIFEL FINANCIAL CORP 382,952 9,929,000 0.72%
16 LPL Financial LLC 332,864 8,428,000 0.61%
17 Transamerica Financial Advisors, LLC 297,486 7,714,000 0.56%
18 CWM, LLC 277,787 7,203,000 0.52%
19 ENVESTNET ASSET MANAGEMENT INC 250,861 6,505,000 0.47%
20 BB&T SECURITIES, LLC 241,547 6,263,000 0.45%
21 Tower Research Capital LLC (TRC) 194,497 5,043,000 0.36%
22 SignalPoint Asset Management, LLC 151,156 3,919,000 0.28%
23 First Horizon Advisors, Inc. 140,239 3,620,000 0.26%
24 NewEdge Advisors, LLC 138,447 3,590,000 0.26%
25 LifePlan Financial Group, Inc 123,852 3,211,000 0.23%
26 IFC Holdings Incorporated/FL 123,187 3,197,000 0.23%
27 HL FINANCIAL SERVICES LLC 122,520 3,177,000 0.23%
28 Astor Investment Management LLC 121,690 3,155,000 0.23%
29 Beaumont Financial Partners, LLC 113,951 2,955,000 0.21%
30 BAIRD FINANCIAL GROUP, INC. 106,346 2,758,000 0.20%
31 CREDIT SUISSE AG/ 101,589 2,634,000 0.19%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 97,004 2,516,000 0.18%
33 Virtu KCG Holdings LLC 95,464 2,475,000 0.18%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 85,463 2,217,000 0.16%
35 WOLVERINE TRADING LP /BD 76,701 2,000,000 0.14%
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 67,386 1,747,000 0.13%
37 ATWOOD & PALMER INC 60,205 1,561,000 0.11%
38 JPMORGAN CHASE & CO 55,077 1,428,000 0.10%
39 Virtu Financial LLC 55,008 1,426,000 0.10%
40 Private Advisor Group, LLC 54,961 1,392,000 0.10%
41 ADVISOR GROUP, INC. 46,997 1,219,000 0.09%
42 Regal Investment Advisors LLC 46,861 1,215,000 0.09%
43 Prospera Financial Services Inc 42,906 1,112,000 0.08%
44 JANE STREET GROUP, LLC 42,334 1,098,000 0.08%
45 AVIANCE CAPITAL MANAGEMENT, LLC 41,253 1,070,000 0.08%
46 CITADEL ADVISORS LLC 40,912 1,061,000 0.08%
47 Commonwealth Equity Services, Inc 39,070 1,013,000 0.07%
48 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 37,307 967,000 0.07%
49 BENJAMIN F. EDWARDS & COMPANY, INC. 36,284 941,000 0.07%
50 PNC FINANCIAL SERVICES GROUP, INC. 34,835 903,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.