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FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF
FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 29 Institutional holders with a total value of $5,516,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 125 2,000 0.04%
3 Bartlett & Co. LLC 200 3,000 0.05%
4 ROYAL FUND MANAGEMENT, LLC 316 4,000 0.07%
5 Ameritas Investment Partners, Inc. 330 5,000 0.09%
6 MSI Financial Services Inc 510 8,000 0.15%
7 PRENTISS SMITH & CO INC 1,125 17,000 0.31%
8 US BANCORP \DE\ 1,500 23,000 0.42%
9 IFP ADVISORS, INC 2,275 35,000 0.63%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,197 49,000 0.89%
11 EDGE ADVISORS, LLC 3,300 50,000 0.91%
12 Blume Capital Management, Inc. 4,000 62,000 1.12%
13 Creative Planning 9,928 153,000 2.77%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,669 165,000 2.99%
15 Commonwealth Equity Services, Inc 10,672 165,000 2.99%
16 LPL Financial LLC 12,018 188,000 3.41%
17 CARNICK & KUBIK GROUP, LLC 12,530 193,000 3.50%
18 WELLS FARGO & COMPANY/MN 13,637 210,000 3.81%
19 COLORADO CAPITAL MANAGEMENT, INC. 16,605 255,000 4.62%
20 BOKF, NA 17,500 270,000 4.89%
21 UBS Group AG 19,871 306,000 5.55%
22 ROYAL BANK OF CANADA 19,921 308,000 5.58%
23 JANE STREET GROUP, LLC 20,392 314,000 5.69%
24 SG Americas Securities, LLC 22,200 343,000 6.22%
25 CARDAN CAPITAL PARTNERS, LLC 23,168 357,000 6.47%
26 Virtu KCG Holdings LLC 27,217 420,000 7.61%
27 CITADEL ADVISORS LLC 27,401 424,000 7.69%
28 BANK OF AMERICA CORP /DE/ 29,999 463,000 8.39%
29 MORGAN STANLEY 46,979 724,000 13.13%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.