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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 27 Institutional holders with a total value of $6,387,799.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 132,408 2,395,000 37.49%
2 MORGAN STANLEY 54,849 993,000 15.55%
3 CARDAN CAPITAL PARTNERS, LLC 28,318 512,000 8.02%
4 BOKF, NA 20,000 362,000 5.67%
5 UBS Group AG 16,136 292,000 4.57%
6 WELLS FARGO & COMPANY/MN 15,463 280,000 4.38%
7 COLORADO CAPITAL MANAGEMENT, INC. 15,147 274,000 4.29%
8 Creative Planning 14,672 265,000 4.15%
9 Commonwealth Equity Services, Inc 12,045 218,000 3.41%
10 HOWLAND CAPITAL MANAGEMENT LLC 10,500 190,000 2.97%
11 ROYAL BANK OF CANADA 10,451 189,000 2.96%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,366 116,000 1.82%
13 Advisors Preferred, LLC 4,317 78,000 1.22%
14 EDGE ADVISORS, LLC 3,300 59,000 0.92%
15 Blume Capital Management, Inc. 2,500 45,000 0.70%
16 IFP ADVISORS, INC 2,275 41,000 0.64%
17 PRENTISS SMITH & CO INC 1,125 20,000 0.31%
18 Capital Advisors, Ltd. LLC 596 11,000 0.17%
19 ADIRONDACK TRUST CO 590 11,000 0.17%
20 D.A. DAVIDSON & CO. 590 10,000 0.16%
21 Carroll Financial Associates, Inc. 440 7,000 0.11%
22 Ameritas Investment Partners, Inc. 330 5,000 0.08%
23 ROYAL FUND MANAGEMENT, LLC 316 5,000 0.08%
24 Bartlett & Co. LLC 200 4,000 0.06%
25 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 210 3,799 0.06%
26 PNC FINANCIAL SERVICES GROUP, INC. 125 2,000 0.03%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.