| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,714,023 | 62,070,000 | 35.24% | ||
| 2 | BB&T SECURITIES, LLC | 74,685 | 17,080,000 | 9.70% | ||
| 3 | Karpus Management, Inc. | 685,634 | 15,680,000 | 8.90% | ||
| 4 | Invesco Ltd. | 433,776 | 9,921,000 | 5.63% | ||
| 5 | ROYAL BANK OF CANADA | 412,345 | 9,430,000 | 5.35% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 348,724 | 7,975,000 | 4.53% | ||
| 7 | WELLS FARGO & COMPANY/MN | 243,567 | 5,571,000 | 3.16% | ||
| 8 | Relative Value Partners, LLC | 243,348 | 5,565,000 | 3.16% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 218,151 | 4,989,000 | 2.83% | ||
| 10 | Eos Management, L.P. | 197,701 | 4,522,000 | 2.57% | ||
| 11 | JPMORGAN CHASE & CO | 166,202 | 3,801,000 | 2.16% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 152,169 | 3,480,000 | 1.98% | ||
| 13 | LPL Financial LLC | 146,795 | 3,357,000 | 1.91% | ||
| 14 | Sterneck Capital Management, LLC | 133,377 | 3,050,000 | 1.73% | ||
| 15 | UBS AG | 125,883 | 2,879,000 | 1.63% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 100,358 | 2,208,000 | 1.25% | ||
| 17 | Cordasco Financial Network | 66,689 | 1,525,000 | 0.87% | ||
| 18 | SII INVESTMENTS INC/WI | 56,643 | 1,298,000 | 0.74% | ||
| 19 | Partnervest Advisory Services LLC | 54,650 | 1,250,000 | 0.71% | ||
| 20 | CREDIT SUISSE AG/ | 53,110 | 1,215,000 | 0.69% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 49,392 | 1,130,000 | 0.64% | ||
| 22 | Commonwealth Equity Services, Inc | 42,653 | 975,000 | 0.55% | ||
| 23 | STIFEL FINANCIAL CORP | 37,700 | 862,000 | 0.49% | ||
| 24 | CITIGROUP INC | 26,750 | 612,000 | 0.35% | ||
| 25 | Private Advisor Group, LLC | 24,992 | 572,000 | 0.32% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 23,515 | 538,000 | 0.31% | ||
| 27 | D.A. DAVIDSON & CO. | 21,678 | 495,000 | 0.28% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 21,078 | 482,000 | 0.27% | ||
| 29 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 19,615 | 449,000 | 0.25% | ||
| 30 | SIT INVESTMENT ASSOCIATES INC | 18,000 | 412,000 | 0.23% | ||
| 31 | BECK CAPITAL MANAGEMENT, LLC | 15,670 | 358,000 | 0.20% | ||
| 32 | Stratos Wealth Partners, LTD. | 15,575 | 356,000 | 0.20% | ||
| 33 | Investors Capital Advisory Services | 12,000 | 274,000 | 0.16% | ||
| 34 | CTC Alternative Strategies, Ltd. | 11,176 | 255,595 | 0.15% | ||
| 35 | OPPENHEIMER & CO INC | 10,125 | 232,000 | 0.13% | ||
| 36 | Jefferies Group LLC | 9,993 | 229,000 | 0.13% | ||
| 37 | LBA Wealth Management, LLC | 9,550 | 218,000 | 0.12% | ||
| 38 | HighTower Advisors, LLC | 9,300 | 213,000 | 0.12% | ||
| 39 | MYCIO WEALTH PARTNERS, LLC | 6,000 | 137,000 | 0.08% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,708 | 108,000 | 0.06% | ||
| 41 | FIFTH THIRD BANCORP | 3,720 | 85,000 | 0.05% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 3,460 | 79,130 | 0.04% | ||
| 43 | First Horizon Advisors, Inc. | 2,750 | 59,000 | 0.03% | ||
| 44 | AMERIPRISE FINANCIAL INC | 2,000 | 46,000 | 0.03% | ||
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 1,800 | 41,000 | 0.02% | ||
| 46 | CITY HOLDING CO | 1,405 | 31,000 | 0.02% | ||
| 47 | DEUTSCHE BANK AG\ | 700 | 16,000 | 0.01% | ||
| 48 | US BANCORP \DE\ | 550 | 13,000 | 0.01% | ||
| 49 | NEXT Financial Group, Inc | 212 | 5,000 | 0.00% | ||
| 50 | Tower Research Capital LLC (TRC) | 31 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
