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FIRST TR INTER DURATN PFD & IN COM
FIRST TR INTER DURATN PFD & IN COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $215,303,927.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,730,216 84,639,000 39.31%
2 BESSEMER GROUP INC 659,343 14,960,000 6.95%
3 BANK OF AMERICA CORP /DE/ 534,058 12,118,000 5.63%
4 ROYAL BANK OF CANADA 502,024 11,390,000 5.29%
5 Invesco Ltd. 489,199 11,100,000 5.16%
6 UBS Group AG 445,088 10,099,000 4.69%
7 WELLS FARGO & COMPANY/MN 413,793 9,390,000 4.36%
8 GUGGENHEIM CAPITAL LLC 265,861 6,033,000 2.80%
9 COMERICA SECURITIES INC 263,154 5,971,000 2.77%
10 BANK OF MONTREAL /CAN/ 271,333 5,798,000 2.69%
11 LPL Financial LLC 209,421 4,804,000 2.23%
12 Sterneck Capital Management, LLC 203,802 4,624,000 2.15%
13 JANUS HENDERSON INVESTORS US LLC 113,600 2,578,000 1.20%
14 SII INVESTMENTS INC/WI 100,753 2,292,000 1.06%
15 HCR WEALTH ADVISORS 19,545 2,235,000 1.04%
16 IFC Holdings Incorporated/FL 98,236 2,228,000 1.03%
17 Vident Investment Advisory, LLC 92,232 2,091,000 0.97%
18 MILLENNIUM MANAGEMENT LLC 80,216 1,820,000 0.85%
19 STIFEL FINANCIAL CORP 75,284 1,710,000 0.79%
20 IFP ADVISORS, INC 69,721 1,582,000 0.73%
21 BB&T SECURITIES, LLC 66,050 1,541,000 0.72%
22 AMERIPRISE FINANCIAL INC 64,987 1,475,000 0.69%
23 Raymond James Financial Services Advisors, Inc. 64,529 1,464,000 0.68%
24 Commonwealth Equity Services, Inc 57,960 1,315,000 0.61%
25 INFRASTRUCTURE CAPITAL ADVISORS, LLC 42,865 973,000 0.45%
26 RAYMOND JAMES & ASSOCIATES 40,497 919,000 0.43%
27 Mathes Company, Inc. 39,250 891,000 0.41%
28 Private Advisor Group, LLC 33,824 779,000 0.36%
29 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 34,035 773,000 0.36%
30 NATIONAL PLANNING CORP 27,563 638,000 0.30%
31 OPPENHEIMER & CO INC 24,750 562,000 0.26%
32 Stratos Wealth Partners, LTD. 21,845 496,000 0.23%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,348 417,000 0.19%
34 IHT WEALTH MANAGEMENT, LLC 15,525 356,000 0.17%
35 SIT INVESTMENT ASSOCIATES INC 14,400 327,000 0.15%
36 ADVISOR GROUP, INC. 14,283 324,000 0.15%
37 CARNICK & KUBIK GROUP, LLC 13,516 307,000 0.14%
38 DELTA CAPITAL MANAGEMENT LLC 13,260 301,000 0.14%
39 WEDBUSH SECURITIES INC 13,044 296,000 0.14%
40 Partnervest Advisory Services LLC 12,919 293,000 0.14%
41 Janney Montgomery Scott LLC 12,502 284,000 0.13%
42 Cambridge Investment Research Advisors, Inc. 12,115 275,000 0.13%
43 Capital Investment Advisors, LLC 11,930 271,000 0.13%
44 NEXT Financial Group, Inc 10,462 237,000 0.11%
45 Alpine Global Management, LLC 9,516 216,000 0.10%
46 First Horizon Advisors, Inc. 9,040 206,000 0.10%
47 LVW Advisors, LLC 9,097 206,000 0.10%
48 AllSquare Wealth Management LLC 8,800 200,000 0.09%
49 INTELLECTUS PARTNERS, LLC 8,620 196,000 0.09%
50 D.A. DAVIDSON & CO. 7,075 160,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.