| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,997,453 | 68,072,000 | 27.59% | ||
| 2 | BB&T SECURITIES, LLC | 139,982 | 31,789,000 | 12.89% | ||
| 3 | UBS Group AG | 889,142 | 20,193,000 | 8.19% | ||
| 4 | McGowan Group Asset Management, Inc. | 668,355 | 15,178,000 | 6.15% | ||
| 5 | Karpus Management, Inc. | 660,315 | 14,996,000 | 6.08% | ||
| 6 | Invesco Ltd. | 603,275 | 13,700,000 | 5.55% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 498,396 | 11,320,000 | 4.59% | ||
| 8 | BESSEMER GROUP INC | 430,000 | 9,765,000 | 3.96% | ||
| 9 | ROYAL BANK OF CANADA | 364,682 | 8,282,000 | 3.36% | ||
| 10 | EATON VANCE MANAGEMENT | 358,300 | 8,004,000 | 3.24% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 348,200 | 7,907,000 | 3.21% | ||
| 12 | Relative Value Partners, LLC | 280,483 | 6,370,000 | 2.58% | ||
| 13 | WELLS FARGO & COMPANY/MN | 256,376 | 5,822,000 | 2.36% | ||
| 14 | LPL Financial LLC | 167,677 | 3,808,000 | 1.54% | ||
| 15 | Sterneck Capital Management, LLC | 152,146 | 3,455,000 | 1.40% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 85,739 | 1,947,000 | 0.79% | ||
| 17 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 79,869 | 1,814,000 | 0.74% | ||
| 18 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 78,423 | 1,781,000 | 0.72% | ||
| 19 | Cordasco Financial Network | 64,252 | 1,459,000 | 0.59% | ||
| 20 | Stratos Wealth Partners, LTD. | 53,746 | 1,220,286 | 0.49% | ||
| 21 | Robert W. Baird & Co. Inc | 51,975 | 1,180,000 | 0.48% | ||
| 22 | Commonwealth Equity Services, Inc | 49,458 | 1,123,000 | 0.46% | ||
| 23 | SII INVESTMENTS INC/WI | 48,689 | 1,105,000 | 0.45% | ||
| 24 | CREDIT SUISSE AG/ | 48,300 | 1,097,000 | 0.44% | ||
| 25 | Partnervest Advisory Services LLC | 37,669 | 855,000 | 0.35% | ||
| 26 | SIT INVESTMENT ASSOCIATES INC | 37,500 | 852,000 | 0.35% | ||
| 27 | CITIGROUP INC | 26,750 | 607,000 | 0.25% | ||
| 28 | Private Advisor Group, LLC | 22,924 | 521,000 | 0.21% | ||
| 29 | D.A. DAVIDSON & CO. | 19,210 | 436,000 | 0.18% | ||
| 30 | OPPENHEIMER & CO INC | 16,582 | 376,000 | 0.15% | ||
| 31 | Shaker Financial Services, LLC | 12,514 | 284,000 | 0.12% | ||
| 32 | Capital Investment Advisors, LLC | 10,042 | 228,000 | 0.09% | ||
| 33 | HighTower Advisors, LLC | 9,300 | 211,000 | 0.09% | ||
| 34 | LBA Wealth Management, LLC | 7,350 | 167,000 | 0.07% | ||
| 35 | Thomas J. Herzfeld Advisors, Inc. | 7,221 | 164,000 | 0.07% | ||
| 36 | FIFTH THIRD BANCORP | 5,500 | 125,000 | 0.05% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,341 | 98,000 | 0.04% | ||
| 38 | First Horizon Advisors, Inc. | 3,700 | 81,000 | 0.03% | ||
| 39 | Creative Planning | 3,000 | 68,000 | 0.03% | ||
| 40 | ARROW FINANCIAL CORP | 1,625 | 37,000 | 0.01% | ||
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 1,500 | 34,000 | 0.01% | ||
| 42 | CITY HOLDING CO | 1,405 | 32,000 | 0.01% | ||
| 43 | BROWN BROTHERS HARRIMAN & CO | 1,140 | 26,000 | 0.01% | ||
| 44 | NEXT Financial Group, Inc | 922 | 21,000 | 0.01% | ||
| 45 | Chicago Partners Investment Group LLC | 768 | 17,000 | 0.01% | ||
| 46 | NATIONAL PLANNING CORP | 697 | 15,473 | 0.01% | ||
| 47 | DEUTSCHE BANK AG\ | 700 | 15,000 | 0.01% | ||
| 48 | US BANCORP \DE\ | 550 | 12,000 | 0.00% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 460 | 10,447 | 0.00% | ||
| 50 | BANK OF MONTREAL /CAN/ | 153 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
