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FIRST TR INTER DURATN PFD & IN COM
FIRST TR INTER DURATN PFD & IN COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 59 Institutional holders with a total value of $215,912,484.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 194 4,540 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 230 5,000 0.00%
3 KRILOGY FINANCIAL LLC 200 5,000 0.00% PRN
4 ANCHOR INVESTMENT MANAGEMENT, LLC 375 8,846 0.00%
5 Winslow, Evans & Crocker, Inc. 428 10,098 0.00%
6 First Horizon Advisors, Inc. 600 14,000 0.01%
7 PENSERRA CAPITAL MANAGEMENT LLC 648 15,000 0.01%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,000 24,000 0.01%
9 CITY HOLDING CO 1,405 33,000 0.02%
10 ENVESTNET ASSET MANAGEMENT INC 1,800 42,000 0.02%
11 WAYNE HUMMER INVESTMENTS L.L.C. 10,413 46,000 0.02%
12 MSI Financial Services Inc 2,378 56,000 0.03%
13 D.A. DAVIDSON & CO. 4,000 94,000 0.04%
14 CITIGROUP INC 4,610 109,000 0.05%
15 Creative Planning 4,979 117,000 0.05%
16 FIRST FINANCIAL CORP /IN/ 5,350 126,000 0.06%
17 DEUTSCHE BANK AG\ 5,700 134,000 0.06%
18 NEXT Financial Group, Inc 5,800 136,000 0.06%
19 Cordasco Financial Network 5,810 137,000 0.06%
20 AllSquare Wealth Management LLC 6,800 160,000 0.07%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,365 221,000 0.10%
22 ADVISOR GROUP, INC. 9,644 226,000 0.10%
23 BAIRD FINANCIAL GROUP, INC. 11,458 270,000 0.13%
24 DELTA CAPITAL MANAGEMENT LLC 11,800 278,000 0.13%
25 Capital Investment Advisors, LLC 11,930 281,000 0.13%
26 CADENCE BANK NA 12,365 292,000 0.14%
27 Partnervest Advisory Services LLC 13,419 317,000 0.15%
28 Stratos Wealth Partners, LTD. 15,203 359,000 0.17%
29 Janney Montgomery Scott LLC 21,686 461,000 0.21%
30 OPPENHEIMER & CO INC 21,100 497,000 0.23%
31 Investors Capital Advisory Services 22,332 526,000 0.24%
32 NATIONAL PLANNING CORP 26,793 632,000 0.29%
33 RAYMOND JAMES & ASSOCIATES 27,860 657,000 0.30%
34 Private Advisor Group, LLC 28,512 671,000 0.31%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,840 680,000 0.31%
36 Mathes Company, Inc. 38,750 914,000 0.42%
37 Raymond James Financial Services Advisors, Inc. 49,806 1,175,000 0.54%
38 Commonwealth Equity Services, Inc 59,526 1,404,000 0.65%
39 IFP ADVISORS, INC 60,229 1,421,000 0.66%
40 AMERIPRISE FINANCIAL INC 63,215 1,491,000 0.69%
41 IFC Holdings Incorporated/FL 70,510 1,653,000 0.77%
42 BB&T SECURITIES, LLC 72,594 1,712,000 0.79%
43 Vident Investment Advisory, LLC 72,624 1,713,000 0.79%
44 SII INVESTMENTS INC/WI 80,429 1,900,000 0.88%
45 STIFEL FINANCIAL CORP 87,723 2,070,000 0.96%
46 JANUS HENDERSON INVESTORS US LLC 109,700 2,588,000 1.20%
47 GUGGENHEIM CAPITAL LLC 123,505 2,913,000 1.35%
48 Sterneck Capital Management, LLC 139,543 3,292,000 1.52%
49 LPL Financial LLC 165,650 3,899,000 1.81%
50 BANK OF MONTREAL /CAN/ 221,333 5,221,000 2.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.