Dark
Light
System
Security
FIRST TR MULTI CAP GROWTH AL
FIRST TR MULTI CAP GROWTH AL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 24 Institutional holders with a total value of $21,546,981.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 128,221 6,029,000 27.98%
2 IFC Holdings Incorporated/FL 68,080 3,195,000 14.83%
3 GOLDMAN SACHS GROUP INC 56,773 2,669,000 12.39%
4 JPMORGAN CHASE & CO 49,995 2,351,000 10.91%
5 BANK OF AMERICA CORP /DE/ 33,276 1,565,000 7.26%
6 LPL Financial LLC 29,409 1,383,000 6.42%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,900 1,265,000 5.87%
8 UBS AG 13,507 635,000 2.95%
9 WELLS FARGO & COMPANY/MN 11,504 541,000 2.51%
10 ROYAL BANK OF CANADA 8,568 403,000 1.87%
11 SNS Financial Group, LLC 8,344 392,000 1.82%
12 SG Americas Securities, LLC 6,200 292,000 1.36%
13 Commonwealth Equity Services, Inc 5,303 249,000 1.16%
14 WFG Advisors, LP 2,953 139,000 0.65%
15 D.A. DAVIDSON & CO. 2,400 112,000 0.52%
16 DEUTSCHE BANK AG\ 2,202 103,000 0.48%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,075 51,000 0.24%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,029 48,383 0.22%
19 Regal Investment Advisors LLC 845 40,000 0.19%
20 NEXT Financial Group, Inc 780 36,000 0.17%
21 CITIGROUP INC 434 20,000 0.09%
22 Winslow, Evans & Crocker, Inc. 400 18,808 0.09%
23 B. Riley Wealth Advisors, Inc. 166 7,790 0.04%
24 Ground Swell Capital, LLC 50 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.