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FIRST TR MULTI CAP GROWTH AL
FIRST TR MULTI CAP GROWTH AL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 33 Institutional holders with a total value of $27,566,125.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 103,773 5,068,000 18.38%
2 MORGAN STANLEY 103,060 5,033,000 18.26%
3 IFC Holdings Incorporated/FL 72,437 3,574,000 12.97%
4 GOLDMAN SACHS GROUP INC 56,773 2,773,000 10.06%
5 JPMORGAN CHASE & CO 42,157 2,059,000 7.47%
6 WELLS FARGO & COMPANY/MN 37,040 1,809,000 6.56%
7 LPL Financial LLC 27,602 1,348,000 4.89%
8 SNS Financial Group, LLC 14,250 696,000 2.52%
9 Commonwealth Equity Services, Inc 13,546 662,000 2.40%
10 RAYMOND JAMES & ASSOCIATES 12,746 623,000 2.26%
11 UBS Group AG 12,637 617,000 2.24%
12 Prospera Financial Services Inc 12,375 604,000 2.19%
13 SG Americas Securities, LLC 10,552 515,000 1.87%
14 BANK OF AMERICA CORP /DE/ 8,622 421,000 1.53%
15 Sigma Planning Corp 5,994 293,000 1.06%
16 Private Advisor Group, LLC 5,006 244,000 0.89%
17 HL FINANCIAL SERVICES LLC 4,577 224,000 0.81%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,417 216,000 0.78%
19 WFG Advisors, LP 4,126 202,000 0.73%
20 ROYAL BANK OF CANADA 3,633 178,000 0.65%
21 D.A. DAVIDSON & CO. 2,400 117,000 0.42%
22 DEUTSCHE BANK AG\ 2,202 107,000 0.39%
23 Regal Investment Advisors LLC 845 41,000 0.15%
24 NEXT Financial Group, Inc 780 38,000 0.14%
25 AMERICAN INTERNATIONAL GROUP, INC. 758 37,021 0.13%
26 CITIGROUP INC 434 21,000 0.08%
27 Winslow, Evans & Crocker, Inc. 400 19,536 0.07%
28 NATIONAL PLANNING CORP 200 9,568 0.03%
29 US BANCORP \DE\ 160 8,000 0.03%
30 WASHINGTON TRUST BANK 90 4,000 0.01%
31 Tower Research Capital LLC (TRC) 74 4,000 0.01%
32 B. Riley Wealth Advisors, Inc. 22 1,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.