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FIRST TR MULTI CAP GROWTH AL
FIRST TR MULTI CAP GROWTH AL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 30 Institutional holders with a total value of $48,151,478.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 172,655 8,415,000 17.48%
2 First Allied Advisory Services, Inc. 150,735 7,495,000 15.57%
3 MORGAN STANLEY 140,842 7,003,000 14.54%
4 ROYAL BANK OF CANADA 113,941 5,665,000 11.76%
5 IFC Holdings Incorporated/FL 67,334 3,346,000 6.95%
6 GOLDMAN SACHS GROUP INC 56,773 2,823,000 5.86%
7 UBS Group AG 56,366 2,803,000 5.82%
8 WELLS FARGO & COMPANY/MN 42,501 2,113,000 4.39%
9 JANE STREET GROUP, LLC 28,872 1,436,000 2.98%
10 Commonwealth Equity Services, Inc 26,307 1,308,000 2.72%
11 RPG FAMILY WEALTH ADVISORY, LLC 26,278 1,306,542 2.71%
12 BANK OF AMERICA CORP /DE/ 25,041 1,245,000 2.59%
13 Raymond James Financial Services Advisors, Inc. 22,996 1,143,000 2.37%
14 STIFEL FINANCIAL CORP 9,301 462,000 0.96%
15 IFP ADVISORS, INC 7,819 389,000 0.81%
16 Private Advisor Group, LLC 7,486 372,000 0.77%
17 Sigma Planning Corp 4,068 202,000 0.42%
18 WFG Advisors, LP 2,873 143,000 0.30%
19 D.A. DAVIDSON & CO. 2,615 130,000 0.27%
20 PNC FINANCIAL SERVICES GROUP, INC. 2,000 100,000 0.21%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,325 66,000 0.14%
22 Crosspoint Capital Strategies, LLC 845 41,000 0.09%
23 NEXT Financial Group, Inc 780 38,000 0.08%
24 CITIGROUP INC 615 31,000 0.06%
25 FIFTH THIRD BANCORP 603 30,000 0.06%
26 Winslow, Evans & Crocker, Inc. 400 19,888 0.04%
27 AMERICAN INTERNATIONAL GROUP, INC. 385 19,000 0.04%
28 MSI Financial Services Inc 130 6,000 0.01%
29 WEALTHPLAN PARTNERS, LLC 63 1,048 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.