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FIRST TR MULTI CP VAL ALPHA
FIRST TR MULTI CP VAL ALPHA. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 37 Institutional holders with a total value of $39,497,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 102,292 5,309,000 13.44%
2 Raymond James Financial Services Advisors, Inc. 94,733 4,917,000 12.45%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 92,186 4,779,000 12.10%
4 MORGAN STANLEY 66,466 3,450,000 8.73%
5 WELLS FARGO & COMPANY/MN 44,044 2,286,000 5.79%
6 D.A. DAVIDSON & CO. 37,795 1,961,000 4.96%
7 LPL Financial LLC 38,071 1,951,000 4.94%
8 GOLDMAN SACHS GROUP INC 35,141 1,824,000 4.62%
9 Hilltop Holdings Inc. 25,416 1,319,000 3.34%
10 Commonwealth Equity Services, Inc 24,057 1,249,000 3.16%
11 Timber Hill LLC 18,104 940,000 2.38%
12 IFC Holdings Incorporated/FL 17,047 886,000 2.24%
13 First Heartland Consultants, Inc. 14,481 752,000 1.90%
14 ROYAL BANK OF CANADA 13,846 718,000 1.82%
15 WAYNE HUMMER INVESTMENTS L.L.C. 12,766 663,000 1.68%
16 SNS Financial Group, LLC 12,408 644,000 1.63%
17 AMERIPRISE FINANCIAL INC 11,913 618,000 1.56%
18 Cetera Advisors LLC 11,626 604,000 1.53%
19 Janney Montgomery Scott LLC 10,408 540,000 1.37%
20 CITADEL ADVISORS LLC 10,380 538,000 1.36%
21 HighTower Advisors, LLC 10,125 523,000 1.32%
22 SG Americas Securities, LLC 10,000 518,000 1.31%
23 RAYMOND JAMES & ASSOCIATES 9,316 484,000 1.23%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,715 349,000 0.88%
25 Cambridge Investment Research Advisors, Inc. 6,448 335,000 0.85%
26 STIFEL FINANCIAL CORP 5,317 277,000 0.70%
27 WFG Advisors, LP 4,004 208,000 0.53%
28 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 3,860 200,000 0.51%
29 PNC FINANCIAL SERVICES GROUP, INC. 3,558 185,000 0.47%
30 CITIGROUP INC 3,000 156,000 0.39%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 2,667 138,000 0.35%
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 52,000 0.13%
33 JPMORGAN CHASE & CO 792 41,000 0.10%
34 US BANCORP \DE\ 651 34,000 0.09%
35 ENVESTNET ASSET MANAGEMENT INC 628 33,000 0.08%
36 Creative Planning 300 16,000 0.04%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.