| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 502,191 | 4,198,000 | 35.97% | ||
| 2 | Advisors Asset Management, Inc. | 248,938 | 2,081,000 | 17.83% | ||
| 3 | MORGAN STANLEY | 150,014 | 1,254,000 | 10.74% | ||
| 4 | Apriem Advisors | 113,756 | 951,000 | 8.15% | ||
| 5 | Robert W. Baird & Co. Inc | 111,606 | 933,000 | 7.99% | SH | |
| 6 | Commonwealth Equity Services, Inc | 68,764 | 575,000 | 4.93% | ||
| 7 | LPL Financial LLC | 63,688 | 520,000 | 4.46% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 32,922 | 275,000 | 2.36% | ||
| 9 | DOLIVER ADVISORS, LP | 21,097 | 176,000 | 1.51% | ||
| 10 | STIFEL FINANCIAL CORP | 15,400 | 129,000 | 1.11% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 15,150 | 126,654 | 1.09% | ||
| 12 | ROYAL BANK OF CANADA | 14,300 | 120,000 | 1.03% | ||
| 13 | UBS AG | 12,440 | 104,000 | 0.89% | ||
| 14 | Virtu KCG Holdings LLC | 10,329 | 86,000 | 0.74% | ||
| 15 | BENJAMIN F. EDWARDS & COMPANY, INC. | 7,700 | 64,000 | 0.55% | ||
| 16 | WESTPORT RESOURCES MANAGEMENT INC | 6,000 | 50,000 | 0.43% | ||
| 17 | AMERIPRISE FINANCIAL INC | 2,883 | 24,000 | 0.21% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 625 | 5,000 | 0.04% | ||
| 19 | Tower Research Capital LLC (TRC) | 26 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
