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FIRST TRUST SPECIALTY FINANC
FIRST TRUST SPECIALTY FINANC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 19 Institutional holders with a total value of $7,245,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 571,347 3,353,000 46.28%
2 Apriem Advisors 167,734 985,000 13.60%
3 MORGAN STANLEY 133,624 785,000 10.84%
4 Commonwealth Equity Services, Inc 101,966 599,000 8.27%
5 AMERICAN INTERNATIONAL GROUP, INC. 57,700 339,000 4.68%
6 IFC Holdings Incorporated/FL 44,409 274,000 3.78%
7 Raymond James Financial Services Advisors, Inc. 39,075 229,000 3.16%
8 WESTPORT RESOURCES MANAGEMENT INC 23,751 139,000 1.92%
9 BANK OF AMERICA CORP /DE/ 15,510 91,000 1.26%
10 Capital Investment Advisors, LLC 13,100 77,000 1.06%
11 J.P. Turner & Co Capital Mnagement, LLC 12,600 74,000 1.02%
12 Bison Wealth, LLC 12,391 73,000 1.01%
13 LPL Financial LLC 11,279 69,000 0.95%
14 ROYAL BANK OF CANADA 8,808 52,000 0.72%
15 SYNOVUS FINANCIAL CORP 6,597 39,000 0.54%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 6,550 38,000 0.52%
17 UBS Group AG 3,708 22,000 0.30%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 851 5,000 0.07%
19 Tower Research Capital LLC (TRC) 368 2,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.