Dark
Light
System
Security
FIRST TRUST SPECIALTY FINANC
FIRST TRUST SPECIALTY FINANC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 17 Institutional holders with a total value of $8,774,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 663,782 4,614,000 52.59%
2 IFC Holdings Incorporated/FL 147,511 1,024,000 11.67%
3 Commonwealth Equity Services, Inc 98,302 683,000 7.78%
4 BAIRD FINANCIAL GROUP, INC. 79,475 552,000 6.29%
5 LPL Financial LLC 59,353 412,000 4.70%
6 ADVISOR GROUP, INC. 49,371 343,000 3.91%
7 AMERIPRISE FINANCIAL INC 44,221 307,000 3.50%
8 First Allied Advisory Services, Inc. 23,572 164,000 1.87%
9 Raymond James Financial Services Advisors, Inc. 21,067 146,000 1.66%
10 MORGAN STANLEY 14,009 97,000 1.11%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,087 84,000 0.96%
12 RAYMOND JAMES & ASSOCIATES 11,907 83,000 0.95%
13 BANK OF AMERICA CORP /DE/ 11,379 79,000 0.90%
14 ROYAL BANK OF CANADA 10,965 76,000 0.87%
15 UBS Group AG 8,961 62,000 0.71%
16 SYNOVUS FINANCIAL CORP 6,597 46,000 0.52%
17 IFP ADVISORS, INC 250 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.