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FIRST TRUST SPECIALTY FINANC
FIRST TRUST SPECIALTY FINANC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 21 Institutional holders with a total value of $6,305,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 554,946 3,091,000 49.02%
2 Apriem Advisors 169,787 946,000 15.00%
3 Commonwealth Equity Services, Inc 104,656 583,000 9.25%
4 AMERICAN INTERNATIONAL GROUP, INC. 58,000 323,000 5.12%
5 DOLIVER ADVISORS, LP 50,698 282,000 4.47%
6 CITIGROUP INC 30,036 168,000 2.66%
7 IFC Holdings Incorporated/FL 25,994 145,000 2.30%
8 LPL Financial LLC 24,510 141,000 2.24%
9 BANK OF AMERICA CORP /DE/ 17,437 97,000 1.54%
10 MORGAN STANLEY 16,002 89,000 1.41%
11 Capital Investment Advisors, LLC 13,100 73,000 1.16%
12 UBS Group AG 12,763 71,000 1.13%
13 Bison Wealth, LLC 12,391 69,000 1.09%
14 ROYAL BANK OF CANADA 11,252 63,000 1.00%
15 Virtu KCG Holdings LLC 11,030 61,000 0.97%
16 SYNOVUS FINANCIAL CORP 6,597 37,000 0.59%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 6,550 36,000 0.57%
18 FineMark National Bank & Trust 3,000 17,000 0.27%
19 Tower Research Capital LLC (TRC) 1,497 8,000 0.13%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 851 4,000 0.06%
21 IFP ADVISORS, INC 250 1,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.