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FIRST TRUST SPECIALTY FINANC
FIRST TRUST SPECIALTY FINANC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 21 Institutional holders with a total value of $8,509,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 47 0 0.00%
2 COUNTRY TRUST BANK 500 3,000 0.04%
3 WESTPORT RESOURCES MANAGEMENT INC 448 3,000 0.04%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,226 7,000 0.08%
5 BANK OF AMERICA CORP /DE/ 2,706 18,000 0.21%
6 SYNOVUS FINANCIAL CORP 6,597 43,000 0.51%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 7,300 47,000 0.55%
8 DOLIVER ADVISORS, LP 10,248 66,000 0.78%
9 TFS CAPITAL LLC 11,659 75,000 0.88%
10 Bison Wealth, LLC 12,344 80,000 0.94%
11 LPL Financial LLC 13,461 87,000 1.02%
12 ROYAL BANK OF CANADA 14,717 95,000 1.12%
13 Capital Investment Advisors, LLC 15,900 103,000 1.21%
14 UBS Group AG 19,445 126,000 1.48%
15 IFC Holdings Incorporated/FL 27,069 183,000 2.15%
16 WOLVERINE ASSET MANAGEMENT LLC 64,087 414,000 4.87%
17 Commonwealth Equity Services, Inc 111,936 724,000 8.51%
18 BAIRD FINANCIAL GROUP, INC. 124,145 803,000 9.44%
19 MORGAN STANLEY 143,267 927,000 10.89%
20 Apriem Advisors 175,254 1,134,000 13.33%
21 WELLS FARGO & COMPANY/MN 552,087 3,571,000 41.97%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.