| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 49,280 | 684,000 | 15.83% | ||
| 2 | LPL Financial LLC | 48,445 | 672,000 | 15.56% | ||
| 3 | Invesco Ltd. | 46,802 | 649,000 | 15.02% | ||
| 4 | MORGAN STANLEY | 26,889 | 374,000 | 8.66% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 24,777 | 344,000 | 7.96% | ||
| 6 | D.A. DAVIDSON & CO. | 24,500 | 339,000 | 7.85% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 23,130 | 321,000 | 7.43% | ||
| 8 | Covington Capital Management | 17,700 | 245,000 | 5.67% | ||
| 9 | NOESIS CAPITAL MANGEMENT CORP | 17,150 | 238,000 | 5.51% | ||
| 10 | Oxbow Advisors, LLC | 10,405 | 144,000 | 3.33% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,910 | 68,000 | 1.57% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,282 | 46,000 | 1.06% | ||
| 13 | CITIGROUP INC | 2,723 | 38,000 | 0.88% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 2,619 | 36,000 | 0.83% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 2,087 | 28,946 | 0.67% | ||
| 16 | Creative Planning | 2,000 | 28,000 | 0.65% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 1,800 | 24,000 | 0.56% | ||
| 18 | MSI Financial Services Inc | 1,675 | 23,000 | 0.53% | ||
| 19 | ROYAL BANK OF CANADA | 1,329 | 18,000 | 0.42% | ||
| 20 | Tower Research Capital LLC (TRC) | 6 | 0 | 0.00% | ||
| 21 | BARCLAYS PLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
