| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 75,715 | 1,044,000 | 28.55% | ||
| 2 | UBS Group AG | 46,547 | 632,000 | 17.28% | ||
| 3 | D.A. DAVIDSON & CO. | 25,000 | 339,000 | 9.27% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 22,323 | 303,000 | 8.28% | ||
| 5 | Private Advisor Group, LLC | 20,529 | 279,000 | 7.63% | ||
| 6 | Covington Capital Management | 17,700 | 240,000 | 6.56% | ||
| 7 | NOESIS CAPITAL MANGEMENT CORP | 16,000 | 217,000 | 5.93% | ||
| 8 | MORGAN STANLEY | 12,213 | 165,000 | 4.51% | ||
| 9 | Oxbow Advisors, LLC | 10,885 | 148,000 | 4.05% | ||
| 10 | WELLS FARGO & COMPANY/MN | 6,977 | 95,000 | 2.60% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,311 | 59,000 | 1.61% | ||
| 12 | ROYAL BANK OF CANADA | 2,071 | 28,000 | 0.77% | ||
| 13 | MSI Financial Services Inc | 1,837 | 25,000 | 0.68% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 1,832 | 24,884 | 0.68% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 1,800 | 24,000 | 0.66% | ||
| 16 | B. Riley Wealth Management, Inc. | 1,000 | 13,000 | 0.36% | ||
| 17 | Winslow, Evans & Crocker, Inc. | 636 | 8,624 | 0.24% | ||
| 18 | First City Capital Management, Inc. | 643 | 6,835 | 0.19% | ||
| 19 | Tower Research Capital LLC (TRC) | 427 | 6,000 | 0.16% | ||
| 20 | BARCLAYS PLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
