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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 23 Institutional holders with a total value of $6,641,712.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 111,148 1,684,000 25.35%
2 LPL Financial LLC 96,303 1,444,000 21.74%
3 UBS Group AG 43,994 667,000 10.04%
4 BANK OF AMERICA CORP /DE/ 37,962 575,000 8.66%
5 D.A. DAVIDSON & CO. 24,700 374,000 5.63%
6 Horizon Kinetics LLC 22,964 348,000 5.24%
7 Private Advisor Group, LLC 18,555 278,000 4.19%
8 Covington Capital Management 17,700 268,000 4.04%
9 ROYAL BANK OF CANADA 15,684 238,000 3.58%
10 NOESIS CAPITAL MANGEMENT CORP 14,650 222,000 3.34%
11 WELLS FARGO & COMPANY/MN 14,380 218,000 3.28%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,320 80,000 1.20%
13 MSI Financial Services Inc 3,266 49,000 0.74%
14 ADVISOR GROUP, INC. 2,595 39,000 0.59%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,370 36,000 0.54%
16 Creative Planning 2,000 30,000 0.45%
17 PNC FINANCIAL SERVICES GROUP, INC. 1,800 28,000 0.42%
18 NEXT Financial Group, Inc 1,460 22,000 0.33%
19 Winslow, Evans & Crocker, Inc. 1,236 18,712 0.28%
20 GENEOS WEALTH MANAGEMENT INC. 660 9,000 0.14%
21 IFP ADVISORS, INC 493 7,000 0.11%
22 US BANCORP \DE\ 233 4,000 0.06%
23 Tower Research Capital LLC (TRC) 172 3,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.