| 1 |
Karpus Management, Inc. |
766,663 |
8,633,000 |
16.31% |
|
|
| 2 |
First Allied Advisory Services, Inc. |
661,665 |
7,448,000 |
14.07% |
|
|
| 3 |
MORGAN STANLEY |
616,781 |
6,945,000 |
13.12% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
492,708 |
5,548,000 |
10.48% |
|
|
| 5 |
CREDIT SUISSE AG/ |
326,776 |
3,679,000 |
6.95% |
|
|
| 6 |
ROYAL BANK OF CANADA |
248,581 |
2,799,000 |
5.29% |
|
|
| 7 |
Thomas J. Herzfeld Advisors, Inc. |
227,639 |
2,563,000 |
4.84% |
|
|
| 8 |
GAMCO INVESTORS, INC. ET AL |
216,414 |
2,437,000 |
4.60% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
195,069 |
2,196,000 |
4.15% |
|
|
| 10 |
MSI Financial Services Inc |
104,864 |
1,181,000 |
2.23% |
|
|
| 11 |
USCA RIA LLC |
104,731 |
1,179,000 |
2.23% |
|
|
| 12 |
New Harbor Financial Group, LLC |
91,832 |
1,034,000 |
1.95% |
|
|
| 13 |
CORNERSTONE ADVISORS INC |
87,880 |
990,000 |
1.87% |
|
|
| 14 |
LAZARD ASSET MANAGEMENT LLC |
82,127 |
924,000 |
1.75% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
80,146 |
902,000 |
1.70% |
|
|
| 16 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
70,741 |
796,000 |
1.50% |
|
|
| 17 |
CSS LLC/IL |
68,315 |
769,000 |
1.45% |
|
|
| 18 |
Shaker Financial Services, LLC |
62,811 |
707,000 |
1.34% |
|
|
| 19 |
AQR ARBITRAGE LLC |
52,418 |
590,000 |
1.11% |
|
|
| 20 |
GUGGENHEIM CAPITAL LLC |
21,892 |
247,000 |
0.47% |
|
|
| 21 |
SHEPHERD KAPLAN KROCHUK, LLC |
20,200 |
227,000 |
0.43% |
|
|
| 22 |
Commonwealth Equity Services, Inc |
17,978 |
202,000 |
0.38% |
|
|
| 23 |
LPL Financial LLC |
17,259 |
193,000 |
0.36% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
15,706 |
177,000 |
0.33% |
|
|
| 25 |
Round Table Services, LLC |
11,800 |
133,000 |
0.25% |
|
|
| 26 |
Gramercy Funds Management LLC |
11,741 |
132,000 |
0.25% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
11,237 |
127,000 |
0.24% |
|
|
| 28 |
SIGNATUREFD, LLC |
5,282 |
59,000 |
0.11% |
|
|
| 29 |
CITIGROUP INC |
3,637 |
41,000 |
0.08% |
|
|
| 30 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
3,010 |
34,000 |
0.06% |
|
|
| 31 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,439 |
16,000 |
0.03% |
|
|
| 32 |
Advisory Services Network, LLC |
1,200 |
13,000 |
0.02% |
|
|
| 33 |
BRUDERMAN ASSET MANAGEMENT, LLC |
1,000 |
11,000 |
0.02% |
|
|
| 34 |
Creative Planning |
539 |
6,000 |
0.01% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
114 |
1,284 |
0.00% |
|
|
| 36 |
Sunbelt Securities, Inc. |
92 |
1,036 |
0.00% |
|
|
| 37 |
UBS Group AG |
122 |
1,000 |
0.00% |
|
|
| 38 |
US BANCORP \DE\ |
87 |
1,000 |
0.00% |
|
|
| 39 |
HOWE & RUSLING INC |
53 |
1,000 |
0.00% |
|
PRN |
| 40 |
Perkins Coie Trust Co |
13 |
0 |
0.00% |
|
|
| 41 |
D.A. DAVIDSON & CO. |
20 |
0 |
0.00% |
|
|
| 42 |
Gradient Investments LLC |
19 |
0 |
0.00% |
|
|
| 43 |
TD Capital Management LLC |
29 |
0 |
0.00% |
|
|
| 44 |
NEXT Financial Group, Inc |
11 |
0 |
0.00% |
|
|
