| 1 |
Karpus Management, Inc. |
781,149 |
8,788,000 |
17.32% |
|
|
| 2 |
First Allied Advisory Services, Inc. |
651,275 |
7,334,000 |
14.45% |
|
|
| 3 |
MORGAN STANLEY |
617,994 |
6,953,000 |
13.70% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
487,231 |
5,481,000 |
10.80% |
|
|
| 5 |
CREDIT SUISSE AG/ |
308,248 |
3,468,000 |
6.83% |
|
|
| 6 |
Thomas J. Herzfeld Advisors, Inc. |
294,356 |
3,312,000 |
6.53% |
|
|
| 7 |
ROYAL BANK OF CANADA |
242,060 |
2,723,000 |
5.37% |
|
|
| 8 |
GAMCO INVESTORS, INC. ET AL |
216,414 |
2,435,000 |
4.80% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
203,512 |
2,289,000 |
4.51% |
|
|
| 10 |
USCA RIA LLC |
98,401 |
1,107,000 |
2.18% |
|
|
| 11 |
MSI Financial Services Inc |
90,791 |
1,021,000 |
2.01% |
|
|
| 12 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
88,103 |
991,000 |
1.95% |
|
|
| 13 |
New Harbor Financial Group, LLC |
82,113 |
923,000 |
1.82% |
|
|
| 14 |
LAZARD ASSET MANAGEMENT LLC |
76,672 |
861,000 |
1.70% |
|
|
| 15 |
CSS LLC/IL |
68,315 |
769,000 |
1.52% |
|
|
| 16 |
AQR ARBITRAGE LLC |
48,689 |
547,000 |
1.08% |
|
|
| 17 |
GUGGENHEIM CAPITAL LLC |
22,234 |
250,000 |
0.49% |
|
|
| 18 |
LPL Financial LLC |
20,321 |
231,000 |
0.46% |
|
|
| 19 |
SHEPHERD KAPLAN KROCHUK, LLC |
20,200 |
227,000 |
0.45% |
|
|
| 20 |
Commonwealth Equity Services, Inc |
18,689 |
210,000 |
0.41% |
|
|
| 21 |
PNC FINANCIAL SERVICES GROUP, INC. |
15,706 |
177,000 |
0.35% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
12,681 |
142,000 |
0.28% |
|
|
| 23 |
Shaker Financial Services, LLC |
12,424 |
140,000 |
0.28% |
|
|
| 24 |
Round Table Services, LLC |
11,800 |
133,000 |
0.26% |
|
|
| 25 |
SIGNATUREFD, LLC |
5,282 |
59,000 |
0.12% |
|
|
| 26 |
NEXT Financial Group, Inc |
3,873 |
43,000 |
0.08% |
|
|
| 27 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
3,010 |
34,000 |
0.07% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,699 |
30,000 |
0.06% |
|
|
| 29 |
UBS Group AG |
2,606 |
29,000 |
0.06% |
|
|
| 30 |
CITIGROUP INC |
1,511 |
17,000 |
0.03% |
|
|
| 31 |
Advisory Services Network, LLC |
1,200 |
14,000 |
0.03% |
|
|
| 32 |
BRUDERMAN ASSET MANAGEMENT, LLC |
1,000 |
11,000 |
0.02% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
114 |
1,282 |
0.00% |
|
|
| 34 |
Sunbelt Securities, Inc. |
92 |
1,035 |
0.00% |
|
|
| 35 |
US BANCORP \DE\ |
87 |
1,000 |
0.00% |
|
|
| 36 |
BlackRock Investment Management, LLC |
73 |
1,000 |
0.00% |
|
|
| 37 |
D.A. DAVIDSON & CO. |
20 |
0 |
0.00% |
|
|
| 38 |
TD Capital Management LLC |
29 |
0 |
0.00% |
|
|
| 39 |
Perkins Coie Trust Co |
13 |
0 |
0.00% |
|
|
