| 1 |
Karpus Management, Inc. |
895,193 |
9,176,000 |
19.73% |
|
|
| 2 |
First Allied Advisory Services, Inc. |
655,963 |
6,728,000 |
14.47% |
|
|
| 3 |
MORGAN STANLEY |
585,951 |
6,006,000 |
12.91% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
411,364 |
4,216,000 |
9.06% |
|
|
| 5 |
Thomas J. Herzfeld Advisors, Inc. |
303,936 |
3,115,000 |
6.70% |
|
|
| 6 |
CREDIT SUISSE AG/ |
296,030 |
3,034,000 |
6.52% |
|
|
| 7 |
ROYAL BANK OF CANADA |
226,323 |
2,320,000 |
4.99% |
|
|
| 8 |
GAMCO INVESTORS, INC. ET AL |
216,765 |
2,222,000 |
4.78% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
184,643 |
1,893,000 |
4.07% |
|
|
| 10 |
MSI Financial Services Inc |
96,992 |
994,000 |
2.14% |
|
|
| 11 |
USCA RIA LLC |
95,022 |
974,000 |
2.09% |
|
|
| 12 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
79,657 |
816,000 |
1.75% |
|
|
| 13 |
CSS LLC/IL |
69,179 |
709,000 |
1.52% |
|
|
| 14 |
LPL Financial LLC |
56,345 |
571,000 |
1.23% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
53,869 |
552,000 |
1.19% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
51,489 |
528,000 |
1.14% |
|
|
| 17 |
AQR ARBITRAGE LLC |
40,402 |
414,000 |
0.89% |
|
|
| 18 |
LAZARD ASSET MANAGEMENT LLC |
36,163 |
370,000 |
0.80% |
|
|
| 19 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
29,618 |
304,000 |
0.65% |
|
|
| 20 |
SHEPHERD KAPLAN KROCHUK, LLC |
20,540 |
211,000 |
0.45% |
|
|
| 21 |
Commonwealth Equity Services, Inc |
20,247 |
208,000 |
0.45% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
17,713 |
182,000 |
0.39% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
15,706 |
161,000 |
0.35% |
|
|
| 24 |
DEUTSCHE BANK AG\ |
14,002 |
143,000 |
0.31% |
|
|
| 25 |
Gramercy Funds Management LLC |
11,741 |
120,000 |
0.26% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
10,659 |
109,000 |
0.23% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,386 |
86,000 |
0.18% |
|
|
| 28 |
SIGNATUREFD, LLC |
5,282 |
54,000 |
0.12% |
|
|
| 29 |
IFP ADVISORS, INC |
4,500 |
46,000 |
0.10% |
|
|
| 30 |
New Harbor Financial Group, LLC |
4,180 |
42,000 |
0.09% |
|
|
| 31 |
UBS Group AG |
3,381 |
35,000 |
0.08% |
|
|
| 32 |
Creative Planning |
3,177 |
33,000 |
0.07% |
|
|
| 33 |
NEXT Financial Group, Inc |
3,149 |
32,000 |
0.07% |
|
|
| 34 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
3,010 |
31,000 |
0.07% |
|
|
| 35 |
BRUDERMAN ASSET MANAGEMENT, LLC |
3,000 |
31,000 |
0.07% |
|
|
| 36 |
CITIGROUP INC |
2,006 |
21,000 |
0.05% |
|
|
| 37 |
Advisory Services Network, LLC |
1,206 |
12,000 |
0.03% |
|
|
| 38 |
FIRST MANHATTAN CO. LLC. |
355 |
3,000 |
0.01% |
|
|
| 39 |
JPMORGAN CHASE & CO |
225 |
2,000 |
0.00% |
|
|
| 40 |
BANK OF MONTREAL /CAN/ |
201 |
2,000 |
0.00% |
|
|
| 41 |
CITY HOLDING CO |
151 |
2,000 |
0.00% |
|
|
| 42 |
GIERL AUGUSTINE INVESTMENT MANAGEMENT INC |
228 |
2,000 |
0.00% |
|
|
| 43 |
US BANCORP \DE\ |
87 |
1,000 |
0.00% |
|
|
| 44 |
AMERICAN INTERNATIONAL GROUP, INC. |
114 |
1,000 |
0.00% |
|
|
| 45 |
Perkins Coie Trust Co |
13 |
0 |
0.00% |
|
|
| 46 |
D.A. DAVIDSON & CO. |
20 |
0 |
0.00% |
|
|
