| 1 |
Karpus Management, Inc. |
847,185 |
8,209,000 |
19.03% |
|
|
| 2 |
First Allied Advisory Services, Inc. |
649,640 |
6,303,000 |
14.61% |
|
|
| 3 |
MORGAN STANLEY |
590,084 |
5,719,000 |
13.26% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
422,012 |
4,089,000 |
9.48% |
|
|
| 5 |
CREDIT SUISSE AG/ |
301,832 |
2,925,000 |
6.78% |
|
|
| 6 |
Thomas J. Herzfeld Advisors, Inc. |
300,934 |
2,916,000 |
6.76% |
|
|
| 7 |
ROYAL BANK OF CANADA |
234,564 |
2,273,000 |
5.27% |
|
|
| 8 |
GAMCO INVESTORS, INC. ET AL |
216,478 |
2,098,000 |
4.86% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
207,162 |
2,007,000 |
4.65% |
|
|
| 10 |
USCA RIA LLC |
96,801 |
938,000 |
2.17% |
|
|
| 11 |
MSI Financial Services Inc |
95,194 |
922,000 |
2.14% |
|
|
| 12 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
81,684 |
792,000 |
1.84% |
|
|
| 13 |
CSS LLC/IL |
69,179 |
670,000 |
1.55% |
|
|
| 14 |
Raymond James Financial Services Advisors, Inc. |
45,181 |
438,000 |
1.02% |
|
|
| 15 |
LAZARD ASSET MANAGEMENT LLC |
42,272 |
409,000 |
0.95% |
|
|
| 16 |
AQR ARBITRAGE LLC |
39,010 |
378,000 |
0.88% |
|
|
| 17 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
31,018 |
301,000 |
0.70% |
|
|
| 18 |
GUGGENHEIM CAPITAL LLC |
29,908 |
290,000 |
0.67% |
|
|
| 19 |
LPL Financial LLC |
24,363 |
241,000 |
0.56% |
|
|
| 20 |
SHEPHERD KAPLAN KROCHUK, LLC |
20,200 |
196,000 |
0.45% |
|
|
| 21 |
Commonwealth Equity Services, Inc |
18,687 |
181,000 |
0.42% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
15,706 |
152,000 |
0.35% |
|
|
| 23 |
Round Table Services, LLC |
11,800 |
114,000 |
0.26% |
|
|
| 24 |
Gramercy Funds Management LLC |
11,741 |
114,000 |
0.26% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
11,557 |
112,000 |
0.26% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
7,945 |
76,000 |
0.18% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,983 |
58,000 |
0.13% |
|
|
| 28 |
SIGNATUREFD, LLC |
5,282 |
51,000 |
0.12% |
|
|
| 29 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
3,010 |
34,000 |
0.08% |
|
|
| 30 |
NEXT Financial Group, Inc |
3,135 |
30,000 |
0.07% |
|
|
| 31 |
BRUDERMAN ASSET MANAGEMENT, LLC |
3,000 |
29,000 |
0.07% |
|
|
| 32 |
Creative Planning |
1,896 |
18,000 |
0.04% |
|
|
| 33 |
New Harbor Financial Group, LLC |
1,780 |
17,000 |
0.04% |
|
|
| 34 |
CITIGROUP INC |
1,487 |
15,000 |
0.03% |
|
|
| 35 |
Advisory Services Network, LLC |
1,200 |
12,000 |
0.03% |
|
|
| 36 |
UBS Group AG |
1,135 |
11,000 |
0.03% |
|
|
| 37 |
Donald L. Hagan, LLC |
298 |
3,000 |
0.01% |
|
|
| 38 |
BANK OF MONTREAL /CAN/ |
201 |
2,000 |
0.00% |
|
|
| 39 |
US BANCORP \DE\ |
162 |
1,000 |
0.00% |
|
|
| 40 |
AMERICAN INTERNATIONAL GROUP, INC. |
114 |
1,000 |
0.00% |
|
|
| 41 |
Sunbelt Securities, Inc. |
92 |
891 |
0.00% |
|
|
| 42 |
D.A. DAVIDSON & CO. |
20 |
0 |
0.00% |
|
|
| 43 |
Perkins Coie Trust Co |
13 |
0 |
0.00% |
|
|
