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GAIN CAP HLDGS INC COM
GAIN CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 80 Institutional holders with a total value of $189,235,143.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Senvest Management, LLC 3,913,277 42,303,000 22.35%
2 BANK OF MONTREAL /CAN/ 2,693,483 29,117,000 15.39%
3 3I INVESTMENTS PLC 2,075,349 22,435,000 11.86%
4 RUSSELL FRANK CO/ 800,173 8,650,000 4.57%
5 CASTLEARK MANAGEMENT LLC 601,560 6,503,000 3.44%
6 SYSTEMATIC FINANCIAL MANAGEMENT LP 580,275 6,272,000 3.31%
7 MCKINLEY CAPITAL MANAGEMENT LLC 507,439 5,485,000 2.90%
8 NEW YORK STATE COMMON RETIREMENT FUND 506,350 5,474,000 2.89%
9 DIMENSIONAL FUND ADVISORS LP 415,477 4,491,000 2.37%
10 VANGUARD GROUP INC 412,467 4,458,000 2.36%
11 SIGNIA CAPITAL MANAGEMENT LLC 378,782 4,094,000 2.16%
12 BlackRock Fund Advisors 308,344 3,333,000 1.76%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 307,999 3,329,000 1.76%
14 PUTNAM INVESTMENTS LLC 301,828 3,262,000 1.72%
15 BOSTON PROVIDENT, L.P. 283,626 3,066,000 1.62%
16 GOLDMAN SACHS GROUP INC 281,664 3,044,000 1.61%
17 NORTHERN TRUST CORP 220,556 2,384,000 1.26%
18 Invesco Ltd. 198,598 2,147,000 1.13%
19 ANALYTIC INVESTORS, LLC 195,423 2,113,000 1.12%
20 DRIEHAUS CAPITAL MANAGEMENT LLC 187,693 2,029,000 1.07%
21 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 171,940 1,859,000 0.98%
22 STATE STREET CORP 150,913 1,634,000 0.86%
23 Brandywine Global Investment Management, LLC 141,820 1,534,000 0.81%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 133,817 1,447,000 0.76%
25 Bank of New York Mellon Corp 132,673 1,434,000 0.76%
26 MORGAN STANLEY 119,483 1,292,000 0.68%
27 Sterling Capital Management LLC 118,397 1,280,000 0.68%
28 BlackRock Institutional Trust Company, N.A. 107,842 1,166,000 0.62%
29 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 96,500 1,043,000 0.55%
30 ROYAL BANK OF CANADA 87,366 944,000 0.50%
31 Nationwide Fund Advisors 77,650 839,000 0.44%
32 GEODE CAPITAL MANAGEMENT, LLC 71,616 774,000 0.41%
33 NAVELLIER & ASSOCIATES INC 70,090 758,000 0.40%
34 Municipal Employees' Retirement System of Michigan 62,000 670,000 0.35%
35 STRS OHIO 59,400 642,000 0.34%
36 Moab Capital Partners LLC 50,585 547,000 0.29%
37 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 50,500 513,000 0.27%
38 TIAA CREF INVESTMENT MANAGEMENT LLC 43,658 472,000 0.25%
39 CREDIT SUISSE AG/ 41,917 453,000 0.24%
40 AQR CAPITAL MANAGEMENT LLC 37,983 411,000 0.22%
41 BlackRock Investment Management, LLC 37,094 401,000 0.21%
42 ALPINE WOODS CAPITAL INVESTORS, LLC 35,000 378,000 0.20%
43 CORNERCAP INVESTMENT COUNSEL INC 33,265 360,000 0.19%
44 JACOBS LEVY EQUITY MANAGEMENT, INC 31,622 342,000 0.18%
45 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 30,550 330,246 0.17%
46 LOS ANGELES CAPITAL MANAGEMENT LLC 27,900 302,000 0.16%
47 ROYCE & ASSOCIATES LP 25,000 270,000 0.14%
48 LSV ASSET MANAGEMENT 23,200 250,000 0.13%
49 TEACHERS ADVISORS, LLC 22,079 239,000 0.13%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 20,400 221,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.