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GAIN CAP HLDGS INC COM
GAIN CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 80 Institutional holders with a total value of $216,529,613.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Senvest Management, LLC 4,270,418 38,519,000 17.79%
2 BANK OF MONTREAL /CAN/ 3,278,859 29,575,000 13.66%
3 LOMBARDIA CAPITAL PARTNERS LLC 1,964,272 17,718,000 8.18%
4 RUSSELL FRANK CO/ 1,898,570 17,087,000 7.89%
5 3I INVESTMENTS PLC 1,199,891 10,823,000 5.00%
6 SIGNIA CAPITAL MANAGEMENT LLC 840,113 7,578,000 3.50%
7 Brandywine Global Investment Management, LLC 736,922 6,647,000 3.07%
8 BlackRock Fund Advisors 628,698 5,671,000 2.62%
9 DIMENSIONAL FUND ADVISORS LP 592,289 5,342,000 2.47%
10 VANGUARD GROUP INC 577,252 5,207,000 2.40%
11 HARBOURVEST PARTNERS LLC 523,508 4,722,000 2.18%
12 Moab Capital Partners LLC 488,158 4,403,000 2.03%
13 PUTNAM INVESTMENTS LLC 394,851 3,562,000 1.65%
14 NORTHERN TRUST CORP 364,816 3,291,000 1.52%
15 BOW STREET LLC 363,791 3,281,000 1.52%
16 RENAISSANCE TECHNOLOGIES LLC 320,385 2,890,000 1.33%
17 ROYCE & ASSOCIATES LP 311,300 2,808,000 1.30%
18 ROYAL BANK OF CANADA 279,744 2,524,000 1.17%
19 NEW YORK STATE COMMON RETIREMENT FUND 244,079 2,202,000 1.02%
20 PENN MUTUAL LIFE INSURANCE CO 242,000 2,184,000 1.01%
21 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 239,614 2,161,318 1.00%
22 Bank of New York Mellon Corp 225,956 2,038,000 0.94%
23 MORGAN STANLEY 225,632 2,035,000 0.94%
24 STATE STREET CORP 201,801 1,822,000 0.84%
25 BlackRock Institutional Trust Company, N.A. 200,201 1,806,000 0.83%
26 D. E. Shaw & Co., Inc. 190,927 1,722,000 0.80%
27 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 186,000 1,678,000 0.77%
28 MILLENNIUM MANAGEMENT LLC 184,568 1,665,000 0.77%
29 BRIDGEWAY CAPITAL MANAGEMENT, LLC 181,899 1,641,000 0.76%
30 CITADEL ADVISORS LLC 181,702 1,638,000 0.76%
31 Foundry Partners, LLC 175,070 1,579,000 0.73%
32 GEODE CAPITAL MANAGEMENT, LLC 162,507 1,464,000 0.68%
33 ACADIAN ASSET MANAGEMENT LLC 158,710 1,431,000 0.66%
34 PARAMETRIC PORTFOLIO ASSOCIATES LLC 139,357 1,257,000 0.58%
35 JACOBS LEVY EQUITY MANAGEMENT, INC 138,097 1,246,000 0.58%
36 TFS CAPITAL LLC 120,043 1,083,000 0.50%
37 GOLDMAN SACHS GROUP INC 106,930 964,000 0.45%
38 DEUTSCHE BANK AG\ 102,772 926,000 0.43%
39 CREDIT SUISSE AG/ 98,090 884,000 0.41%
40 PRUDENTIAL FINANCIAL INC 97,064 876,000 0.40%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 93,823 846,000 0.39%
42 Municipal Employees' Retirement System of Michigan 89,500 807,000 0.37%
43 HIGHBRIDGE CAPITAL MANAGEMENT LLC 76,884 694,000 0.32%
44 BlackRock Investment Management, LLC 76,155 687,000 0.32%
45 ELLINGTON MANAGEMENT GROUP LLC 75,000 677,000 0.31%
46 Nationwide Fund Advisors 72,142 651,000 0.30%
47 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 70,121 595,000 0.27%
48 TEACHERS ADVISORS, LLC 48,580 438,000 0.20%
49 ROCKEFELLER FINANCIAL SERVICES INC 43,994 397,000 0.18%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 42,685 385,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.