Dark
Light
System
Security
GAIN CAP HLDGS INC COM
GAIN CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 111 Institutional holders with a total value of $259,198,449.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Senvest Management, LLC 4,270,418 40,825,000 15.75%
2 BANK OF MONTREAL /CAN/ 3,167,146 30,278,000 11.68%
3 LOMBARDIA CAPITAL PARTNERS LLC 2,195,598 20,990,000 8.10%
4 ACADIAN ASSET MANAGEMENT LLC 1,927,626 18,430,000 7.11%
5 RUSSELL FRANK CO/ 1,311,096 12,533,000 4.84%
6 Brandywine Global Investment Management, LLC 1,292,619 12,358,000 4.77%
7 DIMENSIONAL FUND ADVISORS LP 1,140,103 10,900,000 4.21%
8 VANGUARD GROUP INC 1,003,479 9,594,000 3.70%
9 BlackRock Fund Advisors 817,026 7,811,000 3.01%
10 MCKINLEY CAPITAL MANAGEMENT LLC 622,859 5,955,000 2.30%
11 BOW STREET LLC 499,160 4,772,000 1.84%
12 ROYCE & ASSOCIATES LP 496,700 4,748,000 1.83%
13 STATE STREET CORP 412,853 3,950,000 1.52%
14 MORGAN STANLEY 397,920 3,804,000 1.47%
15 AMERICAN CENTURY COMPANIES INC 380,573 3,638,000 1.40%
16 NEW YORK STATE COMMON RETIREMENT FUND 330,110 3,156,000 1.22%
17 PUTNAM INVESTMENTS LLC 318,334 3,043,000 1.17%
18 D. E. Shaw & Co., Inc. 314,080 3,003,000 1.16%
19 Foundry Partners, LLC 295,487 2,825,000 1.09%
20 SIGNIA CAPITAL MANAGEMENT LLC 286,368 2,738,000 1.06%
21 NORTHERN TRUST CORP 277,862 2,656,000 1.02%
22 Bank of New York Mellon Corp 268,414 2,565,000 0.99%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 239,322 2,288,000 0.88%
24 BlackRock Institutional Trust Company, N.A. 230,621 2,205,000 0.85%
25 BOSTON PROVIDENT, L.P. 229,150 2,191,000 0.85%
26 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 205,600 1,965,000 0.76%
27 RENAISSANCE TECHNOLOGIES LLC 198,374 1,896,000 0.73%
28 GEODE CAPITAL MANAGEMENT, LLC 194,831 1,862,000 0.72%
29 DEUTSCHE BANK AG\ 193,845 1,852,000 0.71%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 181,899 1,739,000 0.67%
31 VIRTUS CAPITAL ADVISERS, LLC 172,763 1,652,000 0.64%
32 CITADEL ADVISORS LLC 154,373 1,476,000 0.57%
33 Numeric Investors LLC 153,590 1,468,000 0.57%
34 BlackRock Investment Management, LLC 120,427 1,151,000 0.44%
35 MARTINGALE ASSET MANAGEMENT L P 114,168 1,092,000 0.42%
36 PRUDENTIAL FINANCIAL INC 108,164 1,034,000 0.40%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 99,987 956,000 0.37%
38 LSV ASSET MANAGEMENT 99,700 953,000 0.37%
39 Connor, Clark & Lunn Investment Management Ltd. 96,900 926,000 0.36%
40 Municipal Employees' Retirement System of Michigan 89,500 856,000 0.33%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 88,992 851,000 0.33%
42 Nationwide Fund Advisors 87,599 837,000 0.32%
43 GOLDMAN SACHS GROUP INC 80,535 770,000 0.30%
44 MILLENNIUM MANAGEMENT LLC 78,355 749,000 0.29%
45 Asset Management One Co., Ltd. 77,413 740,000 0.29%
46 ROYAL BANK OF CANADA 76,381 730,000 0.28%
47 WHITEBOX ADVISORS LLC 73,887 706,000 0.27%
48 JACOBS LEVY EQUITY MANAGEMENT, INC 72,697 695,000 0.27%
49 STRS OHIO 71,500 683,000 0.26%
50 WEDGE CAPITAL MANAGEMENT L L P/NC 68,400 654,000 0.25%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.