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GAIN CAP HLDGS INC COM
GAIN CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 91 Institutional holders with a total value of $161,412,662.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 8 0 0.00%
2 CUTLER GROUP LLC / CA 1,700 0 0.00% Put
3 PNC FINANCIAL SERVICES GROUP, INC. 220 1,000 0.00%
4 HOWE & RUSLING INC 320 2,000 0.00%
5 Creative Planning 635 4,000 0.00%
6 FIFTH THIRD BANCORP 1,051 7,000 0.00%
7 BlackRock Finance, Inc. 1,992 13,000 0.01%
8 WOLVERINE ASSET MANAGEMENT LLC 378 15,000 0.01% Put
9 CUTLER GROUP LLC / CA 3,405 22,000 0.01%
10 GROUP ONE TRADING LLC 3,910 26,000 0.02%
11 BARCLAYS PLC 5,044 30,000 0.02%
12 UBS Group AG 4,915 32,000 0.02%
13 BLACKROCK ADVISORS LLC 9,361 61,000 0.04%
14 WELLS FARGO & COMPANY/MN 9,844 64,000 0.04%
15 NORTH AMERICAN MANAGEMENT CORP 11,042 72,000 0.04%
16 ALLIANCEBERNSTEIN L.P. 11,100 73,000 0.05%
17 LOS ANGELES CAPITAL MANAGEMENT LLC 12,400 81,000 0.05%
18 ACROSPIRE INVESTMENT MANAGEMENT LLC 12,316 81,000 0.05%
19 FIRST TRUST ADVISORS LP 13,201 87,000 0.05%
20 PRELUDE CAPITAL MANAGEMENT, LLC 13,900 91,000 0.06%
21 DEUTSCHE BANK AG\ 14,055 92,000 0.06%
22 QS Investors, LLC 14,543 95,000 0.06%
23 VOYA INVESTMENT MANAGEMENT LLC 14,907 98,000 0.06%
24 MYCIO WEALTH PARTNERS, LLC 16,175 106,000 0.07%
25 CITADEL ADVISORS LLC 16,518 108,000 0.07%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,100 112,000 0.07% Put
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,600 115,000 0.07% Call
28 AMERICAN INTERNATIONAL GROUP, INC. 18,899 124,000 0.08%
29 Moab Capital Partners LLC 18,952 124,000 0.08%
30 GOLDMAN SACHS GROUP INC 19,029 125,000 0.08%
31 METROPOLITAN LIFE INSURANCE CO/NY 19,651 129,000 0.08%
32 CIM INVESTMENT MANAGEMENT INC 20,067 132,000 0.08%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 22,420 141,000 0.09%
34 BTC Capital Management, Inc. 22,115 145,000 0.09%
35 DEERE & CO 22,200 146,000 0.09%
36 BANK OF AMERICA CORP /DE/ 22,287 147,000 0.09%
37 Freedom Investment Management, Inc. 25,403 167,000 0.10%
38 AQR CAPITAL MANAGEMENT LLC 26,214 172,000 0.11%
39 Matarin Capital Management, LLC 27,235 178,662 0.11%
40 GSA CAPITAL PARTNERS LLP 28,900 190,000 0.12%
41 CITIGROUP INC 30,131 197,000 0.12%
42 MILLENNIUM MANAGEMENT LLC 34,885 229,000 0.14%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,124 237,000 0.15%
44 HAWK RIDGE CAPITAL MANAGEMENT LP 40,000 262,000 0.16%
45 Nationwide Fund Advisors 42,582 279,000 0.17%
46 SEIZERT CAPITAL PARTNERS, LLC 43,135 283,000 0.18%
47 Invesco Ltd. 43,176 283,000 0.18%
48 MORGAN STANLEY 43,412 284,000 0.18%
49 RHUMBLINE ADVISERS 44,527 292,000 0.18%
50 ROYAL BANK OF CANADA 48,700 319,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.