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GAIN CAP HLDGS INC COM
GAIN CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 105 Institutional holders with a total value of $154,253,499.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PNC FINANCIAL SERVICES GROUP, INC. 69 0 0.00%
2 CUTLER GROUP LLC / CA 900 0 0.00% Call
3 IFP ADVISORS, INC 8 0 0.00%
4 BARCLAYS PLC 41 0 0.00%
5 WOLVERINE TRADING LP /BD 113 699 0.00%
6 HOWE & RUSLING INC 320 2,000 0.00%
7 ADVISOR GROUP, INC. 366 2,000 0.00%
8 Walleye Trading LLC 600 4,000 0.00%
9 SIMPLEX TRADING, LLC 926 5,000 0.00%
10 FIFTH THIRD BANCORP 1,051 7,000 0.00%
11 BNP PARIBAS FINANCIAL MARKETS 1,471 9,297 0.01%
12 Tower Research Capital LLC (TRC) 1,765 11,000 0.01%
13 ARCADIA INVESTMENT MANAGEMENT CORP/MI 2,900 18,000 0.01%
14 Legal & General Group Plc 5,403 33,000 0.02%
15 UBS Group AG 5,665 36,000 0.02%
16 WELLS FARGO & COMPANY/MN 8,633 54,000 0.04%
17 WOLVERINE TRADING LP /BD 89 55,091 0.04% Put
18 BlackRock Finance, Inc. 9,851 62,000 0.04%
19 PRELUDE CAPITAL MANAGEMENT, LLC 10,100 64,000 0.04%
20 ELLINGTON MANAGEMENT GROUP LLC 10,300 65,000 0.04%
21 NORTH AMERICAN MANAGEMENT CORP 11,042 70,000 0.05%
22 BLACKROCK ADVISORS LLC 11,099 70,000 0.05%
23 A.R.T. Advisors, LLC 11,793 74,000 0.05%
24 FIRST TRUST ADVISORS LP 12,253 77,000 0.05%
25 TWO SIGMA ADVISERS, LP 12,400 78,000 0.05%
26 TWO SIGMA INVESTMENTS, LP 12,900 82,000 0.05%
27 JACOBS LEVY EQUITY MANAGEMENT, INC 13,800 87,000 0.06%
28 CITIGROUP INC 13,972 88,000 0.06%
29 Campbell & CO Investment Adviser LLC 14,131 89,000 0.06%
30 ACROSPIRE INVESTMENT MANAGEMENT LLC 15,361 97,000 0.06%
31 TFS CAPITAL LLC 16,120 102,000 0.07%
32 MYCIO WEALTH PARTNERS, LLC 16,301 103,000 0.07%
33 DEUTSCHE BANK AG\ 17,567 110,000 0.07%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,400 110,000 0.07% Put
35 LOS ANGELES CAPITAL MANAGEMENT LLC 18,600 118,000 0.08%
36 ALLIANCEBERNSTEIN L.P. 19,200 121,000 0.08%
37 Philadelphia Financial Management of San Francisco, LLC 19,525 123,000 0.08%
38 WOLVERINE TRADING LP /BD 211 130,609 0.08% Call
39 AMERICAN INTERNATIONAL GROUP, INC. 21,468 135,678 0.09%
40 VOYA INVESTMENT MANAGEMENT LLC 21,957 139,000 0.09%
41 CIM INVESTMENT MANAGEMENT INC 22,297 141,000 0.09%
42 GOLDMAN SACHS GROUP INC 23,114 146,000 0.09%
43 WOLVERINE ASSET MANAGEMENT LLC 25,000 158,000 0.10% Call
44 Freedom Investment Management, Inc. 25,348 160,000 0.10%
45 AQR CAPITAL MANAGEMENT LLC 26,214 166,000 0.11%
46 QS Investors, LLC 26,250 166,000 0.11%
47 CREDIT SUISSE AG/ 26,617 168,000 0.11%
48 Matarin Capital Management, LLC 27,235 172,125 0.11%
49 METROPOLITAN LIFE INSURANCE CO/NY 27,546 174,000 0.11%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 28,118 177,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.