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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 24 Institutional holders with a total value of $140,796,393.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 4,531,462 64,211,000 45.61%
2 WESTBOURNE INVESTMENT ADVISORS, INC. 749 52,854,000 37.54%
3 MORGAN STANLEY 829,739 11,757,000 8.35%
4 Gradient Investments LLC 123,879 1,755,000 1.25%
5 SIGNET FINANCIAL MANAGEMENT, LLC 109,856 1,557,000 1.11%
6 Charles Schwab Investment Advisory, Inc. 100,906 1,430,000 1.02%
7 RAYMOND JAMES & ASSOCIATES 75,789 1,074,000 0.76%
8 BANK OF AMERICA CORP /DE/ 75,532 1,070,000 0.76%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 73,464 1,040,000 0.74%
10 SMITH, MOORE & CO. 52,464 743,000 0.53%
11 UBS Group AG 48,480 687,000 0.49%
12 Wharton Business Group, LLC 44,805 635,000 0.45%
13 ROYAL BANK OF CANADA 40,284 571,000 0.41%
14 MANAGED ACCOUNT ADVISORS LLC 37,582 533,000 0.38%
15 LPL Financial LLC 27,283 382,000 0.27%
16 BURKE & HERBERT BANK & TRUST CO 15,200 215,000 0.15%
17 Virtu KCG Holdings LLC 12,234 173,000 0.12%
18 Tortoise Investment Management, LLC 3,000 43,000 0.03%
19 BANK OF MONTREAL /CAN/ 2,010 28,000 0.02%
20 AMERICAN INTERNATIONAL GROUP, INC. 1,298 18,393 0.01%
21 PNC FINANCIAL SERVICES GROUP, INC. 800 12,000 0.01%
22 WFG Advisors, LP 398 6,000 0.00%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 106 2,000 0.00%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.