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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 46 Institutional holders with a total value of $141,339,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 4,499,958 43,919,000 31.07%
2 MORGAN STANLEY 3,005,523 29,333,000 20.75%
3 BANK OF AMERICA CORP /DE/ 2,123,018 20,721,000 14.66%
4 TILLER PRIVATE WEALTH, INC. 599,369 5,850,000 4.14%
5 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 553,561 5,403,000 3.82%
6 HARVEST CAPITAL MANAGEMENT INC 521,624 5,091,000 3.60%
7 RETIREMENT DESIGN & MANAGEMENT INC /ADV 503,726 4,916,000 3.48%
8 Maryland Capital Management 475,957 4,645,000 3.29%
9 Charles Schwab Investment Advisory, Inc. 451,557 4,407,000 3.12%
10 UBS Group AG 318,386 3,107,000 2.20%
11 CORNERSTONE ADVISORY, LLC 251,985 2,459,000 1.74%
12 Gradient Investments LLC 238,264 2,325,000 1.64%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 99,276 970,000 0.69%
14 Capital Advisors, Ltd. LLC 74,895 731,000 0.52%
15 Lattice Strategies LLC 71,325 696,000 0.49%
16 Prospera Financial Services Inc 64,550 630,000 0.45%
17 CITIGROUP INC 63,286 618,000 0.44%
18 Virtu Financial LLC 61,439 600,000 0.42%
19 WESTBOURNE INVESTMENT ADVISORS, INC. 55,600 543,000 0.38%
20 RAYMOND JAMES & ASSOCIATES 42,218 412,000 0.29%
21 PINNACLE ASSOCIATES LTD 40,200 392,000 0.28%
22 KALOS MANAGEMENT, INC. 37,763 392,000 0.28%
23 Commonwealth Equity Services, Inc 36,231 354,000 0.25%
24 MILLENNIUM MANAGEMENT LLC 33,917 331,000 0.23%
25 CARRET ASSET MANAGEMENT, LLC 29,700 290,000 0.21%
26 LPL Financial LLC 25,185 231,000 0.16%
27 STEPHENS INC /AR/ 23,500 229,000 0.16%
28 JANE STREET GROUP, LLC 18,650 182,000 0.13%
29 ROYAL BANK OF CANADA 16,814 164,000 0.12%
30 SMITH, MOORE & CO. 15,328 150,000 0.11%
31 BURKE & HERBERT BANK & TRUST CO 15,200 148,000 0.10%
32 Carnick & Kubik, LLC 15,000 146,000 0.10%
33 Janney Montgomery Scott LLC 14,592 142,000 0.10%
34 VENTURI WEALTH MANAGEMENT, LLC 14,125 138,000 0.10%
35 Steinberg Global Asset Management 13,950 136,000 0.10%
36 Advisors Asset Management, Inc. 11,432 112,000 0.08%
37 FIFTH THIRD BANCORP 10,500 102,000 0.07%
38 ENVESTNET ASSET MANAGEMENT INC 9,083 89,000 0.06%
39 IFP ADVISORS, INC 8,778 86,000 0.06%
40 JPMORGAN CHASE & CO 5,519 54,000 0.04%
41 BANK OF MONTREAL /CAN/ 4,403 43,000 0.03%
42 Creative Planning 2,648 26,000 0.02%
43 AMERICAN INTERNATIONAL GROUP, INC. 1,298 13,000 0.01%
44 WFG Advisors, LP 927 9,000 0.01%
45 KRILOGY FINANCIAL LLC 375 4,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.