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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 52 Institutional holders with a total value of $173,257,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 5,533,180 57,490,000 33.18%
2 MORGAN STANLEY 3,453,950 35,887,000 20.71%
3 BANK OF AMERICA CORP /DE/ 2,247,305 23,350,000 13.48%
4 UBS Group AG 620,170 6,444,000 3.72%
5 TILLER PRIVATE WEALTH, INC. 588,999 6,120,000 3.53%
6 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 543,948 5,652,000 3.26%
7 HARVEST CAPITAL MANAGEMENT INC 516,645 5,368,000 3.10%
8 RETIREMENT DESIGN & MANAGEMENT INC /ADV 495,047 5,144,000 2.97%
9 Maryland Capital Management 476,292 4,949,000 2.86%
10 MILLER HOWARD INVESTMENTS INC /NY 343,063 3,564,000 2.06%
11 CORNERSTONE ADVISORY, LLC 247,052 2,567,000 1.48%
12 Charles Schwab Investment Advisory, Inc. 211,365 2,196,000 1.27%
13 Gradient Investments LLC 174,163 1,810,000 1.04%
14 JANE STREET GROUP, LLC 149,047 1,549,000 0.89%
15 Lattice Strategies LLC 128,365 1,334,000 0.77%
16 United Asset Strategies, Inc. 106,480 1,106,000 0.64%
17 Capital Advisors, Ltd. LLC 74,872 778,000 0.45%
18 ROYAL BANK OF CANADA 67,510 701,000 0.40%
19 CITIGROUP INC 62,167 646,000 0.37%
20 Prospera Financial Services Inc 54,400 565,000 0.33%
21 US FINANCIAL ADVISORS, LLC 48,612 505,000 0.29%
22 RAYMOND JAMES & ASSOCIATES 46,163 480,000 0.28%
23 WESTBOURNE INVESTMENT ADVISORS, INC. 42,454 441,000 0.25%
24 KALOS MANAGEMENT, INC. 37,763 392,000 0.23%
25 PINNACLE ASSOCIATES LTD 37,325 388,000 0.22%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,086 375,000 0.22%
27 Commonwealth Equity Services, Inc 34,947 363,000 0.21%
28 LPL Financial LLC 24,458 256,000 0.15%
29 STEPHENS INC /AR/ 23,500 244,000 0.14%
30 HL FINANCIAL SERVICES LLC 22,000 229,000 0.13%
31 VENTURI WEALTH MANAGEMENT, LLC 21,225 221,000 0.13%
32 Taylor, Cottrill LLC 20,500 213,000 0.12%
33 SIGNET FINANCIAL MANAGEMENT, LLC 19,878 207,000 0.12%
34 BANK OF MONTREAL /CAN/ 18,261 190,000 0.11%
35 Arete Wealth Advisors, LLC 17,081 177,000 0.10%
36 JPMORGAN CHASE & CO 16,236 169,000 0.10%
37 SMITH, MOORE & CO. 15,328 159,000 0.09%
38 BURKE & HERBERT BANK & TRUST CO 15,200 158,000 0.09%
39 Janney Montgomery Scott LLC 14,827 154,000 0.09%
40 Steinberg Global Asset Management 13,950 145,000 0.08%
41 Virtu Financial LLC 13,272 138,000 0.08%
42 Carnick & Kubik, LLC 13,300 138,000 0.08%
43 Advisors Asset Management, Inc. 10,504 109,000 0.06%
44 IFP ADVISORS, INC 8,701 90,000 0.05%
45 Creative Planning 3,648 38,000 0.02%
46 PNC FINANCIAL SERVICES GROUP, INC. 1,487 15,000 0.01%
47 KRILOGY FINANCIAL LLC 1,475 15,000 0.01%
48 AMERICAN INTERNATIONAL GROUP, INC. 1,298 13,000 0.01%
49 First Personal Financial Services 911 9,000 0.01%
50 WFG Advisors, LP 414 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.