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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 55 Institutional holders with a total value of $182,622,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 58 1,000 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 176 2,000 0.00%
4 KRILOGY FINANCIAL LLC 375 4,000 0.00%
5 BENJAMIN F. EDWARDS & COMPANY, INC. 304 4,000 0.00%
6 WFG Advisors, LP 435 5,000 0.00%
7 Advisory Alpha, LLC 445 5,000 0.00%
8 ADVISOR GROUP, INC. 1,238 14,000 0.01%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,685 20,000 0.01%
10 Creative Planning 2,813 33,000 0.02%
11 IFP ADVISORS, INC 6,256 73,000 0.04%
12 ENVESTNET ASSET MANAGEMENT INC 8,378 97,000 0.05%
13 FIFTH THIRD BANCORP 10,500 122,000 0.07%
14 BANK OF MONTREAL /CAN/ 10,996 128,000 0.07%
15 ROYAL BANK OF CANADA 11,010 128,000 0.07%
16 STIFEL FINANCIAL CORP 11,170 130,000 0.07%
17 CARNICK & KUBIK GROUP, LLC 11,235 131,000 0.07%
18 Janney Montgomery Scott LLC 14,827 154,000 0.08%
19 AMERIPRISE FINANCIAL INC 13,698 159,000 0.09%
20 Steinberg Global Asset Management 13,950 162,000 0.09%
21 Advisors Asset Management, Inc. 13,988 163,000 0.09%
22 BURKE & HERBERT BANK & TRUST CO 15,200 177,000 0.10%
23 SMITH, MOORE & CO. 15,328 178,000 0.10%
24 LPL Financial LLC 17,407 199,000 0.11%
25 MYCIO WEALTH PARTNERS, LLC 21,700 252,000 0.14%
26 CITADEL ADVISORS LLC 22,785 265,000 0.15%
27 Commonwealth Equity Services, Inc 26,137 304,000 0.17%
28 Friedenthal Financial 31,706 368,000 0.20%
29 Whitegate Investment Counselors, Inc. 37,035 430,000 0.24%
30 GOLDMAN SACHS GROUP INC 38,904 452,000 0.25%
31 STEPHENS INC /AR/ 39,250 456,000 0.25%
32 CARRET ASSET MANAGEMENT, LLC 39,450 458,000 0.25%
33 PINNACLE ASSOCIATES LTD 45,500 529,000 0.29%
34 RAYMOND JAMES & ASSOCIATES 47,467 552,000 0.30%
35 MILLENNIUM MANAGEMENT LLC 48,856 568,000 0.31%
36 Virtu KCG Holdings LLC 52,464 610,000 0.33%
37 Lattice Strategies LLC 59,135 687,000 0.38%
38 WESTBOURNE INVESTMENT ADVISORS, INC. 60,000 697,000 0.38%
39 CITIGROUP INC 62,395 725,000 0.40%
40 Prospera Financial Services Inc 70,350 817,000 0.45%
41 Capital Advisors, Ltd. LLC 72,745 845,000 0.46%
42 JPMORGAN CHASE & CO 86,549 1,006,000 0.55%
43 CORNERSTONE ADVISORY, LLC 249,309 2,897,000 1.59%
44 VENTURI WEALTH MANAGEMENT, LLC 354,065 4,114,000 2.25%
45 UBS Group AG 376,348 4,373,000 2.39%
46 Maryland Capital Management 468,609 5,445,000 2.98%
47 RETIREMENT DESIGN & MANAGEMENT INC /ADV 504,252 5,859,000 3.21%
48 Gradient Investments LLC 531,530 6,176,000 3.38%
49 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 562,117 6,447,000 3.53%
50 HARVEST CAPITAL MANAGEMENT INC 564,714 6,561,000 3.59%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.