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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 8 Institutional holders with a total value of $4,495,863.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Pinnacle Summer Investments, Inc. 166 3,000 0.07%
2 AMERICAN INTERNATIONAL GROUP, INC. 361 5,863 0.13%
3 MORGAN STANLEY 528 9,000 0.20%
4 AMERIPRISE FINANCIAL INC 13,852 225,000 5.00%
5 LPL Financial LLC 31,586 513,000 11.41%
6 Virtu KCG Holdings LLC 37,471 609,000 13.55%
7 BANK OF AMERICA CORP /DE/ 47,584 773,000 17.19%
8 Commonwealth Equity Services, Inc 145,097 2,358,000 52.45%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.