| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 30,258 | 246,000 | 33.33% | ||
| 2 | Cetera Advisor Networks LLC | 17,685 | 145,000 | 19.65% | ||
| 3 | LPL Financial LLC | 15,189 | 123,000 | 16.67% | ||
| 4 | INVESTMENT CENTERS OF AMERICA INC | 11,057 | 90,000 | 12.20% | ||
| 5 | Commonwealth Equity Services, Inc | 11,088 | 90,000 | 12.20% | ||
| 6 | MSI Financial Services Inc | 2,700 | 22,000 | 2.98% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,892 | 15,000 | 2.03% | ||
| 8 | ROYAL BANK OF CANADA | 892 | 7,000 | 0.95% | ||
| 9 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
