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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 9 Institutional holders with a total value of $1,010,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 52,169 373,000 36.93%
2 LPL Financial LLC 30,478 210,000 20.79%
3 Cetera Advisor Networks LLC 18,050 129,000 12.77%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,036 108,000 10.69%
5 Commonwealth Equity Services, Inc 12,432 89,000 8.81%
6 INVESTMENT CENTERS OF AMERICA INC 11,057 81,000 8.02%
7 BANK OF AMERICA CORP /DE/ 1,892 14,000 1.39%
8 ROYAL BANK OF CANADA 892 6,000 0.59%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.