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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 9 Institutional holders with a total value of $938,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 37,005 311,000 33.16%
2 BANK OF AMERICA CORP /DE/ 27,160 229,000 24.41%
3 Cetera Advisor Networks LLC 17,810 150,000 15.99%
4 LPL Financial LLC 14,889 123,000 13.11%
5 INVESTMENT CENTERS OF AMERICA INC 11,057 92,000 9.81%
6 MSI Financial Services Inc 2,700 23,000 2.45%
7 ROYAL BANK OF CANADA 892 8,000 0.85%
8 NEXT Financial Group, Inc 250 2,000 0.21%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.