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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 8 Institutional holders with a total value of $7,327,517.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 146,422 2,606,000 35.56%
2 BANK OF AMERICA CORP /DE/ 131,923 2,348,000 32.04%
3 NTV ASSET MANAGEMENT LLC 51,950 924,000 12.61%
4 LPL Financial LLC 34,844 620,000 8.46%
5 Virtu KCG Holdings LLC 30,202 538,000 7.34%
6 AMERIPRISE FINANCIAL INC 15,202 271,000 3.70%
7 MORGAN STANLEY 796 14,000 0.19%
8 AMERICAN INTERNATIONAL GROUP, INC. 366 6,517 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.