| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 250 | 4,000 | 0.06% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 371 | 6,351 | 0.10% | ||
| 3 | ROYAL BANK OF CANADA | 1,157 | 20,000 | 0.32% | ||
| 4 | MORGAN STANLEY | 2,123 | 36,000 | 0.57% | ||
| 5 | INVESTMENT CENTERS OF AMERICA INC | 11,687 | 200,000 | 3.16% | ||
| 6 | Virtu KCG Holdings LLC | 12,470 | 213,000 | 3.37% | ||
| 7 | AMERIPRISE FINANCIAL INC | 15,202 | 260,000 | 4.11% | ||
| 8 | LPL Financial LLC | 31,403 | 534,000 | 8.44% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 144,223 | 2,466,000 | 38.98% | ||
| 10 | Commonwealth Equity Services, Inc | 151,286 | 2,587,000 | 40.89% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
